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| Provider | Service type | Compensation |
|---|---|---|
Service code 37 · EIN 04-2647786 | Loan Processing | $2,451 |
Filed as: TRANSAMERICA FINANCIAL ADVISORS IN Service code 61 PO BOX 9053 · CLEARWATER, FL 33758 | Finders' fees / placement fees | $0 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
More than 10% of assets are held in cash - possible menu-design or default-fund problem.
Fidelity bond coverage is below the ERISA section 412 10%-of-assets minimum (capped at $500,000).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $37,759 | $75,183-49.8% | $123,894-69.5% | $55,167-31.6% |
| Participation rate | 59.8% | 72.8%-13.0pp | 81.4%-21.6pp | 69.0%-9.2pp |
| Annual return | 29.11% | 19.01%+10.1pp | 47.52%-18.4pp | 169.23%-140.1pp |
| Employer contribution / active EE | $1,745 | $2,823-38.2% | $4,617-62.2% | $1,963-11.1% |
| Participant deferral / active EE | $5,599 | $5,084+10.1% | $5,984-6.4% | $3,054+83.3% |
| Admin fee / account holder | $12 | $663-98.2% | $8,357-99.9% | $504-97.7% |