Filed November 28, 2012
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
Service code 37 · EIN 04-2647786 | Loan Processing | $49,993 |
CAPITAL WEALTH MANAGEMENT2 years Service code 27 · EIN 65-1226333 | Advisory (Plan) | $29,977 |
Filed as: MORGAN STANLEY GLOBAL BANKING OPER Service code 26 · EIN 26-4310632 | Advisory (Participants) | $21,066 |
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $61,092 | $89,652-31.9% | $141,162-56.7% | $65,185-6.3% |
| Participation rate | 85.8% | 74.7%+11.1pp | 82.5%+3.3pp | 70.2%+15.6pp |
| Annual return | 25.02% | 32.79%-7.8pp | 71.39%-46.4pp | 29.38%-4.4pp |
| Employer contribution / active EE | $2,840 | $3,065-7.3% | $4,735-40.0% | $2,177+30.5% |
| Participant deferral / active EE | $12,394 | $5,691+117.8% | $6,709+84.7% | $3,514+252.7% |
| Admin fee / account holder | $263 | $569-53.7% | $10,261-97.4% | $847-68.9% |