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| Provider | Service type | Compensation |
|---|---|---|
EMPOWER ADVISORY GROUP, LLC4 years Filed as: EMPOWER ANNUITY INSURANCE COMPANY O Service code 64 8515 EAST ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111 | Recordkeeping Fees | $37,277 |
MORGAN STANLEY SMITH BARNEY8 years Filed as: MORGAN STANLEY SMITH BARNEY LLC Service code 55 1 NEW YORK PLZ 12TH FL · NEWYORK, NY 10004 | Other Commissions | $36,257 |
Filed as: ENVESTNET RETIREMENT SOLUTIONS LLC Service code 27 1801 CALIFORNIA ST · DENVER, CO 80202 | Advisory (Plan) | $2,965 |
17 funds of $250K or more; 18 lines in all, holding $11.9M of the plan's $12.2M. From the 2024 filing. Recordkeeper: Empower.
Target-date series: T. Rowe Price Retirement, mutual fund, 47% of fund dollars
| Fund | Dollars | % of funds% |
|---|---|---|
| T. Rowe Price Retirement T. Rowe Price · Mutual fund Target-date, 11 vintages | $5.6M | 46.8% |
| American Mutual Fund Capital Group · Mutual fund | $1.5M | 12.5% |
| American Funds Fundamental Investors Capital Group · Mutual fund | $1.1M | 9.0% |
| Contract Empower Fixed Account - Series Class II Empower · Insurance contract Recordkeeper's own fund | $787K | 6.6% |
| MFS Mid Cap Value Fund MFS (Sun Life) · Mutual fund | $656K | 5.5% |
| iShares S&P 500 Index Fund BlackRock · ETF Index | $402K | 3.4% |
| Capital Income Builder Capital Group · Mutual fund | $366K | 3.1% |
| MFS International Diversification Fund MFS (Sun Life) · Mutual fund | $299K | 2.5% |
| Fidelity Small Cap Growth Fund Fidelity (FMR) · Mutual fund | $279K | 2.3% |
| ClearBridge International Growth Fund Franklin Templeton · Mutual fund | $225K | 1.9% |
Covers 61,314 large plans that list their funds in their annual filing. Updated Nov 2, 2026. Shares describe these plans, not the whole market.
Assets per participant are in the bottom quintile of the peer cohort - savings-rate / match opportunity.
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor signed off without reservation. This is the cleanest opinion.