Filed June 14, 2016 (most recent of 4 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
| Provider | Service type | Compensation |
|---|---|---|
FID INV INST OPS CO6+ years Service code 37 · EIN 04-2647786 | Loan Processing | $54,278 |
Filed as: VOYA Service code 13 · EIN 71-0294708 | Contract Administrator | $32,311 |
Filed as: FIDUCIARY ADVISOR Service code 16 · EIN 20-4751585 | Consulting | $6,408 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Plan appears closed to new enrollment or frozen - balance-holders far exceed active participants, or the plan reports active distributions with no inflows. Exclude from peer benchmarks.
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $147,267 | $56,095+162.5% | $178,510-17.5% | $90,274+63.1% |
| Participation rate | 69.7% | 65.6%+4.1pp | 81.9%-12.2pp | 73.4%-3.7pp |
| Annual return | 15.32% | 28.81%-13.5pp | 151.13%-135.8pp | 53.97%-38.7pp |
| Employer contribution / active EE | $0 | $1,572-100.0% | $5,011-100.0% | $2,523-100.0% |
| Participant deferral / active EE | $0 | $2,669-100.0% | $5,202-100.0% | $4,231-100.0% |
| Admin fee / account holder | $40 | $101-60.1% | $13,988-99.7% | $114-64.8% |