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| Provider | Service type | Compensation |
|---|---|---|
Filed as: PRINCIPAL SECURITIES INC Service code 49 · EIN 42-0941553 | Other Services | $22,394 |
PRINCIPAL LIFE INSURANCE COMPANY4+ years Service code 13 · EIN 42-0127290 | Contract Administrator | $5,835 |
Service code 27 · EIN 95-2755361 | Advisory (Plan) | $0 |
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $60,532 | $73,102-17.2% | $123,552-51.0% | $56,287+7.5% |
| Participation rate | 97.9% | 74.3%+23.5pp | 82.3%+15.6pp | 69.9%+28.0pp |
| Annual return | -5.52% | 3.01%-8.5pp | 119.20%-124.7pp | -9.96%+4.4pp |
| Employer contribution / active EE | $2,860 | $2,977-3.9% | $4,628-38.2% | $2,111+35.5% |
| Participant deferral / active EE | $5,359 | $5,423-1.2% | $6,426-16.6% | $3,350+60.0% |
| Admin fee / account holder | $18 | $554-96.7% | $9,285-99.8% | $521-96.5% |