Filed November 8, 2012 (most recent of 3 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
PRINCIPAL LIFE INSURANCE COMPANY5+ years Service code 13 · EIN 42-0127290 | Contract Administrator | $116,456 |
LOCKTON INVESTMENT ADVISORS, LLC5+ years Filed as: LOCKTON INVESTMENT ADVISORS Service code 27 · EIN 20-8874282 | Advisory (Plan) | $65,000 |
CHERRY BEKAERT LLP3 years Service code 10 · EIN 56-0574444 | Accounting | $15,500 |
Annual investment return is in the bottom quintile of the peer cohort.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $186,594 | $69,231+169.5% | $91,989+102.8% | $67,579+176.1% |
| Participation rate | 98.4% | 78.9%+19.5pp | 78.6%+19.8pp | 71.3%+27.1pp |
| Annual return | 21.16% | 32.03%-10.9pp | 69.02%-47.9pp | 378.56%-357.4pp |
| Employer contribution / active EE | $5,196 | $2,284+127.5% | $3,452+50.5% | $2,148+141.9% |
| Participant deferral / active EE | $10,957 | $5,854+87.2% | $5,923+85.0% | $3,539+209.6% |
| Admin fee / account holder | $253 | $107+135.7% | $7,743-96.7% | $142+77.9% |