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| Provider | Service type | Compensation |
|---|---|---|
Filed as: MORGAN STANLEY SMITH BARNEY LLC Service code 55 1 NEW YORK PLZ FL 12 · NEW YORK, NY 10004 | Other Commissions | $5,009 |
Service code 26 · EIN 71-0294708 | Advisory (Participants) | $4,353 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $28,580 | $51,620-44.6% | $90,304-68.4% | $65,185-56.2% |
| Participation rate | 36.5% | 68.6%-32.2pp | 73.3%-36.8pp | 70.2%-33.7pp |
| Annual return | 19.27% | 24.94%-5.7pp | 78.13%-58.9pp | 29.38%-10.1pp |
| Employer contribution / active EE | $0 | $2,235-100.0% | $2,855-100.0% | $2,177-100.0% |
| Participant deferral / active EE | $1,555 | $2,871-45.8% | $3,885-60.0% | $3,514-55.8% |
| Admin fee / account holder | $26 | $384-93.3% | $5,354-99.5% | $847-97.0% |