Filings through .
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| Provider | Service type | Compensation |
|---|---|---|
VOYA FINANCIAL ADVISORS INC7 years Filed as: VOYA RETIREMENT INSURANCE & ANNUITY Service code 64 · EIN 71-0294708 | Recordkeeping Fees | $20,928 |
MORGAN STANLEY SMITH BARNEY7 years Filed as: MORGAN STANLEY SMITH BARNEY LLC Service code 55 1 NEW YORK PLZ FL 12 · NEW YORK, NY 10004 | Other Commissions | $0 |
4 funds of $250K or more; 24 lines in all, holding $4.4M of the plan's $5.3M. From the 2025 filing. Recordkeeper: Voya.
| Fund | Dollars | % of funds% |
|---|---|---|
| T. Rowe Price Blue Chip Growth Fund, Inc. T. Rowe Price Blue Chip Growth Fund-I Class T. Rowe Price · Mutual fund | $962K | 21.7% |
| Voya Index Solution Income Portfolio Class Z Voya · Mutual fund IndexRecordkeeper's own fund | $606K | 13.7% |
| Voya Index Solution 2030 Portfolio Class Z Voya · Mutual fund IndexRecordkeeper's own fund | $554K | 12.5% |
| JPMorgan Equity Income Fund Class R6 JPMorgan · Mutual fund | $306K | 6.9% |
| T. Rowe Price Health Sciences Fund, Inc. T. Rowe Price Health Sciences Fund-I Class T. Rowe Price · Mutual fund | $218K | 4.9% |
| Ishares S&P 500 Index FD CL K BlackRock · Collective trust Index | $195K | 4.4% |
| PIMCO Income Fund Institutional PIMCO (Allianz) · Mutual fund | $192K | 4.3% |
| Voya Index Solution 2040 Portfolio Class Z Voya · Mutual fund IndexRecordkeeper's own fund | $147K | 3.3% |
| Vanguard Explorer Fund Admiral Shares Vanguard · Mutual fund | $147K | 3.3% |
| American Funds Washington Mutual Capital Group · Mutual fund | $141K | 3.2% |
Dropped 1 fund.
| Fund | Year-end value |
|---|---|
| DroppedVoya Index Solution 2025 Portfolio Class Z | $293K |
Stable value and insurance contract lines, renames and class changes are not counted.
Changes of at least $250K and 0.1% of the plan between the 2024 and 2025 filings. Values are year-end holdings, not money moved.
Covers 71,410 large plans that list their funds in their annual filing. Updated Nov 6, 2026. Shares describe these plans, not the whole market.
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Annual investment return is in the bottom quintile of the peer cohort.
The auditor signed off without reservation. This is the cleanest opinion.