Retirement plan

APPLIED INFORMATION SCIENCES, INC. EMPLOYEES' 401(K) RETIREMENT PLAN

Name: APPLIED INFORMATION SCIENCES, INC. - APPLIED INFORMATION SCIENCES, INC. EMPLOYEES' 401(K) RETIREMENT PLAN (2016) Form 5500
Creator: APPLIED INFORMATION SCIENCES, INC.
License: https://www.dol.gov/general/disclaim
Keywords: Form 5500, ERISA, retirement plan, APPLIED INFORMATION SCIENCES, INC. EMPLOYEES' 401(K) RETIREMENT PLAN, APPLIED INFORMATION SCIENCES, INC.

APPLIED INFORMATION SCIENCES, INC.EIN 52-1237004Plan #002PY 2016

11400 COMMERCE PARK DRIVE,SUITE 600 - RESTON, VA 201911558703-860-7800appliedinformationsciences.comLinkedIn201-500 employees

Other plans on this EIN

1 filing

#003Retirement-$8.1M assets

Prospect flagsHigh fees

How to read this page

Total assets (EOY)

$34.2M

+9.3% from 2015

Total participants

378

-0.8% from 2015

Average account balance

$98,783

+11.8% from 2015

Annual return

8.67%

+8.02 pp from 2015

Benchmarks

See 2,524 peers

Peer group

Industry54 - Professional, Scientific, and Technical Services

Plan typeDefined contribution

Participants250-999

Cohort2,524 peers

Snapshot2016

Free accounts unlock saves, downloads, and 3-year history.

Analytics

Total assets (EOY)

Plan-year ending balance

$100.00M

Not enough data

1 years with asset history on file

Average account balance

Total assets / participants with a balance (line 6g)

$159K

Not enough data

1 years with per-participant data

Participants with account balance

Stacked by status: active / separated vested / retired or beneficiary. Total = line 6g.

629

Not enough data

1 years with headcount on file

Eligible Participants and Participation

Bars: eligible actives (line 6a). Line: derived rate = active employees with a balance / 6a.

88.2%

Not enough data

1 years with eligibility data

Contributions (total)

Employer and participant dollars contributed each year

$8.80M

Not enough data

1 years with contributions on file

Contributions per participant

Average employer and participant contribution per enrolled participant

$20K

Not enough data

1 years with per-participant contribution data

Asset flow

BOY + contributions + return - distributions = EOY

Year

Annual return

Diverging bars; negative years highlighted

+16.58%

Not enough data

1 years with return on file

Admin fee / account holder

Total admin expenses / participants with a balance (line 6g)

$330

Not enough data

1 years with admin cost on file

Asset composition

Cash / stocks / bonds / mutual funds / real estate / loans over time

Not enough data

1 years with F_SCH_H allocation on file

Free accounts unlock saves, downloads, and 3-year history.

Service providers

Top 2 by compensation

Provider	Service type	Compensation
LINCOLN NATIONAL CORPORATION2+ years Service code 13 · EIN 35-0472300 PO BOX 7877 · FORT WAYNE, IN 46802	Contract Administrator	$163,087
VALLEY FORGE INVESTMENT CONSULTANTS2+ years Filed as: VALLEY FORGE ASSET MANAGEMENT Service code 15 · EIN 23-1910603 ONE RIGHTER PARKWAY SUITE 150 · WILMINGTON, DE 19803	Recordkeeping	$34,888

Plan features & details

Pension benefit codes2E2F2G2J3D

Plan features

2E
Profit-sharing
Profit-sharing plan.
2F
ERISA section 404(c) plan
This plan or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1 (shifting investment responsibility to participants).
2G
Total participant-directed account plan
Participants have the opportunity to direct the investment of all of the assets allocated to their individual accounts regardless of whether 29 CFR 2550.404c-1 is intended to be met.
2J
Code section 401(k) feature
Cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan under which employees may elect to defer part of their compensation or receive these amounts in cash.
3D
Pre-approved pension plan
A master prototype or volume submitter plan that is the subject of a favorable opinion or advisory letter from the IRS.

Opportunity flags

1 tripped

OpportunityHigh fees
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)

Expense breakdown

Schedule H Part II

Admin total

$176K

$645 / participant

Contract admin$176K100.0%

% of EOY assets

0.515%

all-in expense ratio

Categories reported

1 / 9

subdivided buckets used

Audit opinion

Schedule H Part III

Disclaimer opinion

Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.

Auditor firm: GROSSBERG COMPANY LLP
Auditor EIN: 520807134
Audit fees: (not subdivided)
Opinion code: Disclaimer

Metric

This plan

Peer set

Industry

Size

Avg account balance

$98,783

$80,177+23.2%

$123,894-20.3%

$57,658+71.3%

Participation rate

88.3%

74.4%+13.8pp

81.4%+6.9pp

70.2%+18.1pp

Annual return

8.67%

17.90%-9.2pp

47.52%-38.9pp

5.13%+3.5pp

Employer contribution / active EE

$2,798

$2,913-3.9%

$4,617-39.4%

$1,974+41.7%

Participant deferral / active EE

$8,591

$5,130+67.5%

$5,984+43.6%

$3,061+180.7%

Admin fee / account holder

$509

$106+378.8%

$8,357-93.9%

$95+438.5%

Provider

Service type

Compensation

LINCOLN NATIONAL CORPORATION2+ years

Service code 13 · EIN 35-0472300

PO BOX 7877 · FORT WAYNE, IN 46802

Contract Administrator

$163,087

VALLEY FORGE INVESTMENT CONSULTANTS2+ years

Filed as: VALLEY FORGE ASSET MANAGEMENT

Service code 15 · EIN 23-1910603

ONE RIGHTER PARKWAY SUITE 150 · WILMINGTON, DE 19803

Recordkeeping

$34,888

APPLIED INFORMATION SCIENCES, INC. EMPLOYEES' 401(K) RETIREMENT PLAN

Summary metrics

Benchmarksi

Analytics

Service providersi

Plan features & details

Opportunity flagsi

Expense breakdowni

Audit opinioni

APPLIED INFORMATION SCIENCES, INC. EMPLOYEES' 401(K) RETIREMENT PLAN

Summary metrics

Benchmarksi

Analytics

Service providersi

Plan features & details

Opportunity flagsi

Expense breakdowni

Audit opinioni

Benchmarks

Service providers

Opportunity flags

Expense breakdown

Audit opinion

Benchmarks

Service providers

Opportunity flags

Expense breakdown

Audit opinion