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| Provider | Service type | Compensation |
|---|---|---|
LPL FINANCIAL1+ years Filed as: LPL FINANCIAL LLC - RPCP Service code 27 · EIN 04-3046611 | Advisory (Plan) | $26,909 |
PRINCIPAL LIFE INSURANCE COMPANY1+ years Service code 13 · EIN 42-0127290 | Contract Administrator | $10,155 |
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Fidelity bond coverage is below the ERISA section 412 10%-of-assets minimum (capped at $500,000).
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $40,413 | $41,854-3.4% | $73,843-45.3% | $52,331-22.8% |
| Participation rate | 89.0% | 66.2%+22.7pp | 73.4%+15.5pp | 68.1%+20.9pp |
| Annual return | -0.81% | 2.11%-2.9pp | 2267.84%-2268.7pp | 4.54%-5.4pp |
| Employer contribution / active EE | $1,194 | $1,920-37.8% | $2,787-57.2% | $1,882-36.5% |
| Participant deferral / active EE | $3,212 | $2,498+28.6% | $3,583-10.4% | $3,022+6.3% |
| Admin fee / account holder | $311 | $493-36.8% | $4,880-93.6% | $592-47.4% |