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| Provider | Service type | Compensation |
|---|---|---|
Service code 12 · EIN 13-3689044 | Recordkeeping and information managem... | $128,604 |
Filed as: LOCKTON INVESTMENT ADVISORS LLC Service code 27 · EIN 20-3247391 | Advisory (Plan) | $45,000 |
SAGGAR & ROSENBERG, P.C.1 year Filed as: SAGGAR & ROSENBERG PC Service code 10 · EIN 52-2190100 | Accounting | $17,500 |
MID ATLANTIC CAPITAL CORPORATION3+ years Service code 33 · EIN 25-1409618 | Securities brokerage; Securities brok... | $0 |
NATIONAL FINANCIAL SERVICES3+ years Service code 33 · EIN 04-3523567 | Securities brokerage; Securities brok... | $0 |
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $112,916 | $81,537+38.5% | $149,721-24.6% | $69,631+62.2% |
| Participation rate | 100.0% | 86.1%+13.9pp | 87.1%+12.9pp | 70.7%+29.3pp |
| Annual return | 16.77% | 22.79%-6.0pp | 1501.67%-1484.9pp | 27571.02%-27554.3pp |
| Employer contribution / active EE | $3,389 | $3,239+4.6% | $5,444-37.7% | $2,032+66.8% |
| Participant deferral / active EE | $9,675 | $4,994+93.7% | $6,568+47.3% | $3,224+200.1% |
| Admin fee / account holder | $162 | $107+51.5% | $11,282-98.6% | $110+46.6% |