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| Provider | Service type | Compensation |
|---|---|---|
ROCKEFELLER FINANCIAL LLC3 years Filed as: ROCKEFELLER CAPITAL MANAGEMENT Service code 27 · EIN 82-3226180 | Advisory (Plan) | $56,697 |
PRINCIPAL LIFE INSURANCE COMPANY10+ years Service code 13 · EIN 42-0127290 | Contract Administrator | $52,503 |
18 funds of $250K or more; 19 lines in all, holding $20.6M of the plan's $21.1M. From the 2024 filing. Recordkeeper: Principal.
Target-date series: Principal LifeTime, collective trust, 46% of fund dollars
| Fund | Dollars | % of funds% |
|---|---|---|
| Principal LifeTime Principal · Collective trust Target-date, 13 vintagesRecordkeeper's own fund | $9.4M | 45.7% |
| iShares S&P 500 Index Fund BlackRock · ETF Index | $2.8M | 13.6% |
| ClearBridge Large Cap Growth IS Fund Franklin Templeton · Mutual fund | $1.9M | 9.0% |
| JPMorgan Equity Income Fund Class R6 JPMorgan · Mutual fund | $1.8M | 8.9% |
| Western Asset CR Plus Bond Is Fund Franklin Templeton · Mutual fund | $773K | 3.7% |
| Am Funds Euro Pacific Grwh R6 Fd Mutual Fund Manager not matched · Mutual fund | $679K | 3.3% |
| THE Hartford Midcap Fund Class R6 Hartford Funds · Mutual fund | $658K | 3.2% |
| PIMCO Income Fund Institutional PIMCO (Allianz) · Mutual fund | $597K | 2.9% |
| Oakmark International Fund Institutional Class Manager not matched · Mutual fund | $461K | 2.2% |
| Ishares Russ 2000 SC Index K Fund Mutual Fund BlackRock · ETF Index | $333K | 1.6% |
Covers 60,908 large plans that list their funds in their annual filing. Updated Nov 2, 2026. Shares describe these plans, not the whole market.
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.