Filed October 15, 1993
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
Filed as: COMMONWEALTH EQUITY SERVICES LLC DB Service code 27 29 SAWYER RD · WALTHAM, MA 024533483 | Advisory (Plan) | $23,553 |
Filed as: ADVISED ASSETS GROUP, LLC Service code 28 8515 EAST ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111 | Investment Management | $6,528 |
Service code 64 8515 EAST ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111 | Recordkeeping Fees | $3,029 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Employer contribution per participant is in the bottom quintile of the peer cohort.
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $52,841 | $61,473-14.0% | $81,930-35.5% | $73,409-28.0% |
| Participation rate | 33.1% | 72.4%-39.3pp | 72.0%-38.9pp | 72.2%-39.1pp |
| Annual return | 16.32% | 28.26%-11.9pp | 29.49%-13.2pp | 59.29%-43.0pp |
| Employer contribution / active EE | $299 | $1,898-84.2% | $4,310-93.1% | $2,234-86.6% |
| Participant deferral / active EE | $1,410 | $3,080-54.2% | $7,107-80.2% | $3,805-62.9% |
| Admin fee / account holder | $152 | $125+21.1% | $5,158-97.1% | $158-3.8% |