Filed April 9, 2015 (most recent of 2 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
Service code 12 · EIN 13-3689044 | Sales loads (front end and deferred);... | $104,901 |
GRP FINANCIAL7 years Service code 27 · EIN 47-1411118 | Advisory (Plan) | $52,578 |
BKD, LLP1 year Filed as: DHG Service code 10 · EIN 56-0747981 | Accounting | $25,800 |
NATIONAL FINANCIAL SERVICES8+ years Service code 33 · EIN 04-3523567 | Securities brokerage; Securities brok... | $0 |
Annual investment return is in the bottom quintile of the peer cohort.
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor signed off without reservation. This is the cleanest opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $114,203 | $82,202+38.9% | $125,339-8.9% | $64,808+76.2% |
| Participation rate | 99.6% | 77.9%+21.7pp | 82.4%+17.2pp | 71.5%+28.2pp |
| Annual return | -17.83% | 3.48%-21.3pp | 572.05%-589.9pp | 32.82%-50.7pp |
| Employer contribution / active EE | $14,275 | $3,615+294.8% | $4,814+196.6% | $2,506+469.7% |
| Participant deferral / active EE | $14,485 | $7,175+101.9% | $7,446+94.5% | $4,310+236.0% |
| Admin fee / account holder | $277 | $163+69.6% | $10,010-97.2% | $188+47.4% |