Filed April 19, 2008 (most recent of 3 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
Filed as: KESTRA ADVISORY SERVICES, LLC Service code 10 · EIN 35-2552359 | Accounting | $35,139 |
Service code 12 · EIN 13-3689044 | Investment management; Finders' fees ... | $15,976 |
NATIONAL FINANCIAL SERVICES2 years Service code 33 · EIN 04-3523567 | Securities brokerage commissions and ... | $0 |
Participant contribution per participant is in the bottom quintile of the peer cohort.
Assets per participant are in the bottom quintile of the peer cohort - savings-rate / match opportunity.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $14,191 | $46,100-69.2% | $86,590-83.6% | $69,631-79.6% |
| Participation rate | 100.0% | 67.2%+32.8pp | 73.5%+26.5pp | 70.7%+29.3pp |
| Annual return | 15.53% | 21.02%-5.5pp | 964.84%-949.3pp | 27571.02%-27555.5pp |
| Employer contribution / active EE | $1,729 | $1,850-6.5% | $2,839-39.1% | $2,032-14.9% |
| Participant deferral / active EE | $166 | $2,432-93.2% | $3,609-95.4% | $3,224-94.8% |
| Admin fee / account holder | $37 | $94-60.5% | $4,906-99.2% | $110-66.5% |