Filed April 19, 2008 (most recent of 3 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
Filed as: KESTRA ADVISORY SERVICES, LLC Service code 10 · EIN 35-2552359 | Accounting | $11,579 |
RSM US LLP3+ years Service code 10 · EIN 42-0714325 | Accounting | $10,000 |
Service code 12 · EIN 13-3689044 | Participant loan processing; Recordke... | $5,903 |
NATIONAL FINANCIAL SERVICES2 years Service code 33 · EIN 04-3523567 | Securities brokerage; Securities brok... | $0 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $23,919 | $46,100-48.1% | $86,590-72.4% | $69,631-65.6% |
| Participation rate | 43.0% | 67.2%-24.2pp | 73.5%-30.6pp | 70.7%-27.7pp |
| Annual return | 13.48% | 21.02%-7.5pp | 964.84%-951.4pp | 27571.02%-27557.5pp |
| Employer contribution / active EE | $433 | $1,850-76.6% | $2,839-84.8% | $2,032-78.7% |
| Participant deferral / active EE | $1,134 | $2,432-53.4% | $3,609-68.6% | $3,224-64.8% |
| Admin fee / account holder | $120 | $94+27.5% | $4,906-97.6% | $110+8.3% |