Filed August 28, 2017
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| Provider | Service type | Compensation |
|---|---|---|
MORGAN STANLEY SMITH BARNEY2+ years Filed as: MORGAN STANLEY Service code 27 · EIN 51-0116113 | Advisory (Plan) | $115,653 |
Filed as: TRANSAMERICA LIFE INSURANCE COMPANY Service code 15 · EIN 39-0989781 | Recordkeeping | $111,418 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $28,669 | $26,033+10.1% | $74,577-61.6% | $329,111-91.3% |
| Participation rate | 16.2% | 26.0%-9.8pp | 68.1%-51.9pp | 67.9%-51.7pp |
| Annual return | 15.37% | 33.64%-18.3pp | 20.47%-5.1pp | 16.35%-1.0pp |
| Employer contribution / active EE | $334 | $317+5.2% | $2,525-86.8% | $2,303-85.5% |
| Participant deferral / active EE | $769 | $825-6.7% | $3,458-77.8% | $3,682-79.1% |
| Admin fee / account holder | $83 | $62+32.4% | $4,138-98.0% | $754-89.0% |