Filed February 23, 2016 (most recent of 2 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 9-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
Filed as: KESTRA ADVISORY SERVICES Service code 15 · EIN 35-2552359 | Recordkeeping | $39,999 |
ADP BROKER-DEALER5+ years Filed as: ADP, LLC Service code 15 · EIN 13-3036745 | Recordkeeping | $28,880 |
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $94,923 | $98,982-4.1% | $162,163-41.5% | $65,185+45.6% |
| Participation rate | 98.9% | 85.8%+13.1pp | 87.6%+11.3pp | 70.2%+28.7pp |
| Annual return | 23.39% | 24.84%-1.5pp | 115.59%-92.2pp | 29.38%-6.0pp |
| Employer contribution / active EE | $2,830 | $3,467-18.4% | $5,614-49.6% | $2,177+30.0% |
| Participant deferral / active EE | $6,142 | $5,384+14.1% | $7,298-15.8% | $3,514+74.8% |
| Admin fee / account holder | $320 | $596-46.3% | $10,843-97.0% | $847-62.2% |