Filed August 3, 2006 (most recent of 4 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
PRINCIPAL LIFE INSURANCE COMPANY7+ years Service code 13 · EIN 42-0127290 | Contract Administrator | $62,229 |
UBS FINANCIAL SERVICES INC7+ years Service code 27 · EIN 13-2638166 | Advisory (Plan) | $25,502 |
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $60,529 | $63,745-5.0% | $98,442-38.5% | $79,386-23.8% |
| Participation rate | 81.3% | 69.9%+11.4pp | 73.3%+8.0pp | 70.7%+10.6pp |
| Annual return | 13.37% | 625.80%-612.4pp | 1492.73%-1479.4pp | 116.85%-103.5pp |
| Employer contribution / active EE | $1,625 | $2,557-36.4% | $2,960-45.1% | $2,427-33.1% |
| Participant deferral / active EE | $2,929 | $3,303-11.3% | $4,276-31.5% | $4,046-27.6% |
| Admin fee / account holder | $352 | $516-31.8% | $5,949-94.1% | $626-43.9% |