Retirement plan

NORTH AMERICAN HOGANAS UNION 401(K) PLAN

Name: NORTH AMERICAN HOGANAS HOLDINGS - NORTH AMERICAN HOGANAS UNION 401(K) PLAN (2016) Form 5500
Creator: NORTH AMERICAN HOGANAS HOLDINGS
License: https://www.dol.gov/general/disclaim
Keywords: Form 5500, ERISA, retirement plan, NORTH AMERICAN HOGANAS UNION 401(K) PLAN, NORTH AMERICAN HOGANAS HOLDINGS

NORTH AMERICAN HOGANAS HOLDINGSEIN 51-0389733Plan #002PY 2016

111 HOGANAS WAY - HOLLSOPPLE, PA 15935814-479-3508

Other plans on this EIN

1 filing

#001Retirement-$23.6M assets

Prospect flagsNo flags tripped

How to read this page

Total assets (EOY)

$11M

+25.9% from 2015

Total participants

240

-4.4% from 2015

Average account balance

$49,328

+32.2% from 2015

Annual return

16.86%

+16.59 pp from 2015

Benchmarks

See 4,221 peers

Peer group

Industry33 - Manufacturing

Plan typeDefined contribution

Participants100-249

Cohort4,221 peers

Snapshot2016

Free accounts unlock saves, downloads, and 3-year history.

Analytics

Total assets (EOY)

Plan-year ending balance

$22.60M

Not enough data

1 years with asset history on file

Average account balance

Total assets / participants with a balance (line 6g)

$100K

Not enough data

1 years with per-participant data

Participants with account balance

Stacked by status: active / separated vested / retired or beneficiary. Total = line 6g.

226

Not enough data

1 years with headcount on file

Eligible Participants and Participation

Bars: eligible actives (line 6a). Line: derived rate = active employees with a balance / 6a.

100.0%

Not enough data

1 years with eligibility data

Contributions (total)

Employer and participant dollars contributed each year

$1.24M

Not enough data

1 years with contributions on file

Contributions per participant

Average employer and participant contribution per enrolled participant

$7K

Not enough data

1 years with per-participant contribution data

Asset flow

BOY + contributions + return - distributions = EOY

Year

Annual return

Diverging bars; negative years highlighted

+13.00%

Not enough data

1 years with return on file

Admin fee / account holder

Total admin expenses / participants with a balance (line 6g)

$107

Not enough data

1 years with admin cost on file

Asset composition

Cash / stocks / bonds / mutual funds / real estate / loans over time

Not enough data

1 years with F_SCH_H allocation on file

Free accounts unlock saves, downloads, and 3-year history.

Service providers

Top 3 by compensation

Provider	Service type	Compensation
CANTOR FITZGERALD2+ years Filed as: CANTOR FITZGERALD WEALTH PARTNERS L Service code 15 · EIN 13-3680187	Recordkeeping	$10,006
ADP BROKER-DEALER2+ years Filed as: ADP, LLC Service code 15 · EIN 13-3036745	Recordkeeping	$4,333
ADP BROKER-DEALER2+ years Service code 59 · EIN 22-3319984	Shareholder Servicing	$0

Plan features & details

Pension benefit codes2E2F2G2J2T3D

Plan features

2E
Profit-sharing
Profit-sharing plan.
2F
ERISA section 404(c) plan
This plan or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1 (shifting investment responsibility to participants).
2G
Total participant-directed account plan
Participants have the opportunity to direct the investment of all of the assets allocated to their individual accounts regardless of whether 29 CFR 2550.404c-1 is intended to be met.
2J
Code section 401(k) feature
Cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan under which employees may elect to defer part of their compensation or receive these amounts in cash.
2T
Default investment account
Total or partial participant-directed account plan where plan uses a default investment account for participants who fail to direct assets in their account.
3D
Pre-approved pension plan
A master prototype or volume submitter plan that is the subject of a favorable opinion or advisory letter from the IRS.

Opportunity flags

0 tripped

No flags tripped for this filing year. This plan looks clean.

Expense breakdown

Schedule H Part II

Admin total

$24K

$105 / participant

Other / not subdivided$24K100.0%

% of EOY assets

0.222%

all-in expense ratio

Categories reported

0 / 9

subdivided buckets used

Audit opinion

Schedule H Part III

Disclaimer opinion

Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.

Auditor firm: BARNES SALY & COMPANY, LLP
Auditor EIN: 251310746
Audit fees: (not subdivided)
Opinion code: Disclaimer

Metric

This plan

Peer set

Industry

Size

Avg account balance

$49,328

$60,165-18.0%

$74,183-33.5%

$55,167-10.6%

Participation rate

92.2%

74.2%+18.1pp

76.6%+15.6pp

69.0%+23.3pp

Annual return

16.86%

10.00%+6.9pp

17.74%-0.9pp

169.23%-152.4pp

Employer contribution / active EE

$2,657

$1,600+66.1%

$2,370+12.1%

$1,963+35.4%

Participant deferral / active EE

$3,388

$2,973+14.0%

$3,550-4.5%

$3,054+10.9%

Admin fee / account holder

$110

$419-73.8%

$5,586-98.0%

$504-78.2%

Provider

Service type

Compensation

CANTOR FITZGERALD2+ years

Filed as: CANTOR FITZGERALD WEALTH PARTNERS L

Service code 15 · EIN 13-3680187

Recordkeeping

$10,006

ADP BROKER-DEALER2+ years

Filed as: ADP, LLC

Service code 15 · EIN 13-3036745

Recordkeeping

$4,333

ADP BROKER-DEALER2+ years

Service code 59 · EIN 22-3319984

Shareholder Servicing

NORTH AMERICAN HOGANAS UNION 401(K) PLAN

Summary metrics

Benchmarksi

Analytics

Service providersi

Plan features & details

Opportunity flagsi

Expense breakdowni

Audit opinioni

NORTH AMERICAN HOGANAS UNION 401(K) PLAN

Summary metrics

Benchmarksi

Analytics

Service providersi

Plan features & details

Opportunity flagsi

Expense breakdowni

Audit opinioni

Benchmarks

Service providers

Opportunity flags

Expense breakdown

Audit opinion

Benchmarks

Service providers

Opportunity flags

Expense breakdown

Audit opinion