Filed June 5, 2008 (most recent of 2 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
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| Provider | Service type | Compensation |
|---|---|---|
Filed as: MERRILL LYNCH, PIERCE, FENNER AND S Service code 15 · EIN 13-5674085 | Recordkeeping | $1,433,528 |
BALLARD SPAHR LLP1 year Service code 29 · EIN 23-0382195 | Legal | $28,728 |
Filed as: FIDUCIARY COUNSELORS INC. Service code 16 700 12TH ST NW · WASHINGTON, DC 20005 | Consulting | $8,000 |
Annual investment return is in the bottom quintile of the peer cohort.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Assets per participant exceed $250,000 - top-decile high-value plan.
Retirees and beneficiaries make up 25% or more of total participants - indicates an ageing workforce or a frozen plan.
The auditor signed off without reservation. This is the cleanest opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $287,634 | $153,507+87.4% | $106,548+170.0% | $101,517+183.3% |
| Participation rate | 96.1% | 86.3%+9.8pp | 76.1%+19.9pp | 74.6%+21.5pp |
| Annual return | 11.52% | 15.11%-3.6pp | 26.80%-15.3pp | 21.00%-9.5pp |
| Employer contribution / active EE | $9,540 | $4,668+104.4% | $2,819+238.4% | $2,973+220.9% |
| Participant deferral / active EE | $11,047 | $7,264+52.1% | $4,398+151.2% | $4,873+126.7% |
| Admin fee / account holder | $51 | $74-31.0% | $7,407-99.3% | $139-63.6% |