| Provider | Service type | Compensation |
|---|---|---|
Service code 12 · EIN 13-3689044 | Distribution (12b-1) fees; Recordkeep... | $219,947 |
MAYER HOFFMAN MCCANN P.C.2 years Service code 10 · EIN 43-1947695 | Accounting | $18,500 |
Service code 33 · EIN 94-1737782 | Securities brokerage commissions and ... | $7,814 |
Filed as: CHARLES SCHWAB & CO, INC. Service code 33 | Securities brokerage commissions and ... | $0 |
MID ATLANTIC CAPITAL CORPORATION4+ years Service code 33 · EIN 25-1409618 | Securities brokerage commissions and ... | $0 |
NATIONAL FINANCIAL SERVICES4+ years Service code 33 · EIN 04-3523567 | Securities brokerage; Securities brok... | $0 |
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $42,987 | $88,874-51.6% | $123,553-65.2% | $75,289-42.9% |
| Participation rate | 99.7% | 75.9%+23.9pp | 82.3%+17.4pp | 72.4%+27.3pp |
| Annual return | -3.53% | 4.22%-7.8pp | 119.21%-122.7pp | -0.04%-3.5pp |
| Employer contribution / active EE | $4,480 | $3,256+37.6% | $4,628-3.2% | $2,405+86.3% |
| Participant deferral / active EE | $7,104 | $6,174+15.1% | $6,426+10.6% | $3,739+90.0% |
| Admin fee / account holder | $65 | $95-30.9% | $9,284-99.3% | $102-36.1% |