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| Provider | Service type | Compensation |
|---|---|---|
UBS FINANCIAL SERVICES INC3+ years Filed as: UBS FINANCIAL SERVICES, INC. Service code 27 · EIN 13-2638166 | Advisory (Plan) | $40,959 |
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $146,970 | $80,753+82.0% | $136,298+7.8% | $62,293+135.9% |
| Participation rate | 100.0% | 73.5%+26.5pp | 81.9%+18.1pp | 69.5%+30.5pp |
| Annual return | 17.11% | 35.83%-18.7pp | 5156.27%-5139.2pp | 28.90%-11.8pp |
| Employer contribution / active EE | $4,178 | $2,884+44.9% | $4,696-11.0% | $2,042+104.6% |
| Participant deferral / active EE | $6,602 | $5,164+27.9% | $6,247+5.7% | $3,169+108.3% |
| Admin fee / account holder | $403 | $525-23.3% | $9,244-95.6% | $479-16.0% |