Retirement plan

SOR, INC. PROFIT SHARING AND 401(K) PLAN

Name: SOR, INC. - SOR, INC. PROFIT SHARING AND 401(K) PLAN (2017) Form 5500
Creator: SOR, INC.
License: https://www.dol.gov/general/disclaim
Keywords: Form 5500, ERISA, retirement plan, SOR, INC. PROFIT SHARING AND 401(K) PLAN, SOR, INC.

SOR, INC.EIN 48-0891679Plan #002PY 2017

14685 WEST 105TH STREET - LENEXA, KS 66215913-888-2630

Prospect flagsNo flags tripped

How to read this page

Total assets (EOY)

$25.4M

+21.7% from 2016

Total participants

220

+0.5% from 2016

Average account balance

$118,287

+18.3% from 2016

Annual return

17.84%

+9.96 pp from 2016

Benchmarks

See 4,147 peers

Peer group

Industry33 - Manufacturing

Plan typeDefined contribution

Participants100-249

Cohort4,147 peers

Snapshot2017

Free accounts unlock saves, downloads, and 3-year history.

Analytics

Total assets (EOY)

Plan-year ending balance

$28.00M

Not enough data

1 years with asset history on file

Average account balance

Total assets / participants with a balance (line 6g)

$107K

Not enough data

1 years with per-participant data

Participants with account balance

Stacked by status: active / separated vested / retired or beneficiary. Total = line 6g.

261

Not enough data

1 years with headcount on file

Eligible Participants and Participation

Bars: eligible actives (line 6a). Line: derived rate = active employees with a balance / 6a.

97.0%

Not enough data

1 years with eligibility data

Contributions (total)

Employer and participant dollars contributed each year

$1.37M

Not enough data

1 years with contributions on file

Contributions per participant

Average employer and participant contribution per enrolled participant

$7K

Not enough data

1 years with per-participant contribution data

Asset flow

BOY + contributions + return - distributions = EOY

Year

Annual return

Diverging bars; negative years highlighted

+16.25%

Not enough data

1 years with return on file

Admin fee / account holder

Total admin expenses / participants with a balance (line 6g)

$113

Not enough data

1 years with admin cost on file

Asset composition

Cash / stocks / bonds / mutual funds / real estate / loans over time

Not enough data

1 years with F_SCH_H allocation on file

Free accounts unlock saves, downloads, and 3-year history.

Service providers

Top 2 by compensation

Provider	Service type	Compensation
FIDELITY INVESTMENTS INSTITUTIONAL3+ years Service code 37 · EIN 04-2647786	Loan Processing	$17,144
CREATIVE PLANNING LLC1 year Filed as: CREATIVE PLANNING, INC. Service code 27 11350 TOMAHAWK CREEK PKWY · LEAWOOD, KS 66211	Advisory (Plan)	$14,461

Plan features & details

Pension benefit codes2E2F2G2J2T3D3H2R

Plan features

2E
Profit-sharing
Profit-sharing plan.
2F
ERISA section 404(c) plan
This plan or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1 (shifting investment responsibility to participants).
2G
Total participant-directed account plan
Participants have the opportunity to direct the investment of all of the assets allocated to their individual accounts regardless of whether 29 CFR 2550.404c-1 is intended to be met.
2J
Code section 401(k) feature
Cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan under which employees may elect to defer part of their compensation or receive these amounts in cash.
2R
Participant-directed brokerage accounts
Participant-directed brokerage accounts provided as an investment option under the plan.
2T
Default investment account
Total or partial participant-directed account plan where plan uses a default investment account for participants who fail to direct assets in their account.
3D
Pre-approved pension plan
A master prototype or volume submitter plan that is the subject of a favorable opinion or advisory letter from the IRS.
3H
Controlled group member
Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b) (c) or (m)).

Opportunity flags

0 tripped

No flags tripped for this filing year. This plan looks clean.

Expense breakdown

Schedule H Part II

Admin total

$27K

$151 / participant

Other / not subdivided$27K100.0%

% of EOY assets

0.107%

all-in expense ratio

Categories reported

0 / 9

subdivided buckets used

Audit opinion

Schedule H Part III

Disclaimer opinion

Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.

Auditor firm: MAYER HOFFMAN MCCANN PC
Auditor EIN: 431947695
Audit fees: (not subdivided)
Opinion code: Disclaimer

Metric

This plan

Peer set

Industry

Size

Avg account balance

$118,287

$64,909+82.2%

$82,312+43.7%

$62,293+89.9%

Participation rate

97.2%

74.9%+22.4pp

76.9%+20.3pp

69.5%+27.7pp

Annual return

17.84%

21.18%-3.3pp

25.88%-8.0pp

28.90%-11.1pp

Employer contribution / active EE

$2,801

$1,676+67.1%

$2,428+15.4%

$2,042+37.2%

Participant deferral / active EE

$4,239

$3,103+36.6%

$3,706+14.4%

$3,169+33.8%

Admin fee / account holder

$127

$440-71.1%

$5,608-97.7%

$479-73.5%

Provider

Service type

Compensation

FIDELITY INVESTMENTS INSTITUTIONAL3+ years

Service code 37 · EIN 04-2647786

Loan Processing

$17,144

CREATIVE PLANNING LLC1 year

Filed as: CREATIVE PLANNING, INC.

Service code 27

11350 TOMAHAWK CREEK PKWY · LEAWOOD, KS 66211

Advisory (Plan)

$14,461

SOR, INC. PROFIT SHARING AND 401(K) PLAN

Summary metrics

Benchmarksi

Analytics

Service providersi

Plan features & details

Opportunity flagsi

Expense breakdowni

Audit opinioni

SOR, INC. PROFIT SHARING AND 401(K) PLAN

Summary metrics

Benchmarksi

Analytics

Service providersi

Plan features & details

Opportunity flagsi

Expense breakdowni

Audit opinioni

Benchmarks

Service providers

Opportunity flags

Expense breakdown

Audit opinion

Benchmarks

Service providers

Opportunity flags

Expense breakdown

Audit opinion