Filings through .
Filed October 11, 2011 (most recent of 4 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail with Solo.
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| Provider | Service type | Compensation |
|---|---|---|
Filed as: CAPFINANCIAL PARTNERS, LLC Service code 26 4208 SIX FORKS RD · RALEIGH, NC 27609 | Advisory (Participants) | $40,439 |
FRONTIER CAPITAL MANAGEMENT4 years Filed as: FRONTIER WEALTH MGT, LLC Service code 26 · EIN 26-0236753 4435 MAIN STREET, SUITE 650 · KANSAS CITY, MO 64111 | Advisory (Participants) | $20,468 |
Filed as: JOHN HANCOCK USA Service code 15 · EIN 01-0233346 RETIREMENT PLAN SERVICES · BUFFALO, NY 142010600 | Recordkeeping | $2,000 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Employer contribution per participant is in the bottom quintile of the peer cohort.
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor signed off without reservation. This is the cleanest opinion.