Retirement plan

AMENDED 401K PROFIT SHARING PLAN OF KASA COMPANIES, INC.

Name: KASA COMPANIES, INC. - AMENDED 401K PROFIT SHARING PLAN OF KASA COMPANIES, INC. (2017) Form 5500
Creator: KASA COMPANIES, INC.
License: https://www.dol.gov/general/disclaim
Keywords: Form 5500, ERISA, retirement plan, AMENDED 401K PROFIT SHARING PLAN OF KASA COMPANIES, INC., KASA COMPANIES, INC.

KASA COMPANIES, INC.EIN 48-0820668Plan #002PY 2017

418 E. AVENUE B - SALINA, KS 67401785-825-7181kasacontrols.comLinkedIn51-200 employeesindustrial automation

Prospect flagsNo flags tripped

Top hat statement on fileNQDC

Filed May 10, 2006 (most recent of 2 filings on file)

This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.

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Total assets (EOY)

$9.7M

+16.1% from 2016

Total participants

221

+4.2% from 2016

Average account balance

$45,896

-3.1% from 2016

Annual return

13.83%

+4.84 pp from 2016

Benchmarks

See 4,147 peers

Peer group

Industry33 - Manufacturing

Plan typeDefined contribution

Participants100-249

Cohort4,147 peers

Snapshot2017

Free accounts unlock saves, downloads, and 3-year history.

Analytics

Total assets (EOY)

Plan-year ending balance

$17.64M

Not enough data

1 years with asset history on file

Average account balance

Total assets / participants with a balance (line 6g)

$86K

Not enough data

1 years with per-participant data

Participants with account balance

Stacked by status: active / separated vested / retired or beneficiary. Total = line 6g.

205

Not enough data

1 years with headcount on file

Eligible Participants and Participation

Bars: eligible actives (line 6a). Line: derived rate = active employees with a balance / 6a.

81.3%

Not enough data

1 years with eligibility data

Contributions (total)

Employer and participant dollars contributed each year

$953K

Not enough data

1 years with contributions on file

Contributions per participant

Average employer and participant contribution per enrolled participant

$7K

Not enough data

1 years with per-participant contribution data

Asset flow

BOY + contributions + return - distributions = EOY

Year

Annual return

Diverging bars; negative years highlighted

+24.68%

Not enough data

1 years with return on file

Admin fee / account holder

Total admin expenses / participants with a balance (line 6g)

$326

Not enough data

1 years with admin cost on file

Asset composition

Cash / stocks / bonds / mutual funds / real estate / loans over time

Not enough data

1 years with F_SCH_H allocation on file

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Service providers

Top 1 by compensation

Provider	Service type	Compensation
PENTEGRA SERVICES, INC.2+ years Filed as: PENTEGRA RETIREMENT SERVICES Service code 13 · EIN 13-3745616 108 CORPORATE PARK DRIVE · WHITE PLAINS, NY 10469	Contract Administrator	$60,345

Plan features & details

Pension benefit codes2E2F2G2J2K3D2T

Plan features

2E
Profit-sharing
Profit-sharing plan.
2F
ERISA section 404(c) plan
This plan or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1 (shifting investment responsibility to participants).
2G
Total participant-directed account plan
Participants have the opportunity to direct the investment of all of the assets allocated to their individual accounts regardless of whether 29 CFR 2550.404c-1 is intended to be met.
2J
Code section 401(k) feature
Cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan under which employees may elect to defer part of their compensation or receive these amounts in cash.
2K
Code section 401(m) arrangement
Employee contributions are allocated to separate accounts under the plan or employer contributions are based in whole or in part on employee deferrals or contributions to the plan. Not applicable to 401(k) plans with only QNECs and/or QMACs or to 403(b)(1) 403(b)(7) or 408 arrangements.
2T
Default investment account
Total or partial participant-directed account plan where plan uses a default investment account for participants who fail to direct assets in their account.
3D
Pre-approved pension plan
A master prototype or volume submitter plan that is the subject of a favorable opinion or advisory letter from the IRS.

Opportunity flags

0 tripped

No flags tripped for this filing year. This plan looks clean.

Expense breakdown

Schedule H Part II

Admin total

$60K

$333 / participant

Contract admin$55K91.7%
Other / not subdivided$5K8.3%

% of EOY assets

0.623%

all-in expense ratio

Categories reported

1 / 9

subdivided buckets used

Audit opinion

Schedule H Part III

Disclaimer opinion

Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.

Auditor firm: SWINDOLL, JANZEN, HAWK & LOYD, LLC
Auditor EIN: 481041128
Audit fees: (not subdivided)
Opinion code: Disclaimer

Metric

This plan

Peer set

Industry

Size

Avg account balance

$45,896

$64,909-29.3%

$82,312-44.2%

$62,293-26.3%

Participation rate

94.5%

74.9%+19.6pp

76.9%+17.6pp

69.5%+25.0pp

Annual return

13.83%

21.18%-7.4pp

25.88%-12.0pp

28.90%-15.1pp

Employer contribution / active EE

$1,544

$1,676-7.9%

$2,428-36.4%

$2,042-24.4%

Participant deferral / active EE

$2,701

$3,103-13.0%

$3,706-27.1%

$3,169-14.8%

Admin fee / account holder

$286

$440-34.9%

$5,608-94.9%

$479-40.3%

Provider

Service type

Compensation

PENTEGRA SERVICES, INC.2+ years

Filed as: PENTEGRA RETIREMENT SERVICES

Service code 13 · EIN 13-3745616

108 CORPORATE PARK DRIVE · WHITE PLAINS, NY 10469

Contract Administrator

$60,345

AMENDED 401K PROFIT SHARING PLAN OF KASA COMPANIES, INC.

Top hat statement on fileNQDC

Summary metrics

Benchmarksi

Analytics

Service providersi

Plan features & details

Opportunity flagsi

Expense breakdowni

Audit opinioni

AMENDED 401K PROFIT SHARING PLAN OF KASA COMPANIES, INC.

Top hat statement on fileNQDC

Summary metrics

Benchmarksi

Analytics

Service providersi

Plan features & details

Opportunity flagsi

Expense breakdowni

Audit opinioni

Benchmarks

Service providers

Opportunity flags

Expense breakdown

Audit opinion

Benchmarks

Service providers

Opportunity flags

Expense breakdown

Audit opinion