Filed October 19, 2004
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
| Provider | Service type | Compensation |
|---|---|---|
Service code 64 8515 EAST ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111 | Recordkeeping Fees | $184,826 |
Filed as: ADVISED ASSETS GROUP, LLC Service code 28 8515 EAST ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111 | Investment Management | $57,663 |
IMA WEALTH INC5 years Service code 27 430 E DOUGLAS STE 400 · WICHITA, KS 67202 | Advisory (Plan) | $2,299 |
Counterparties on defaulted loans (Part 1), defaulted leases (Part 2), and non-exempt prohibited transactions (Part 3). Presence of any row warrants fiduciary review.
| Category | Counterparty | Relationship / Terms | Address | Amount |
|---|---|---|---|---|
| Part 3 Non-exempt transaction | IMA WEALTH, INC. | PARTICIPATING EMPLOYER BENEFITED AND RECEIVED AN IMPERMISSIBLE PROFIT FROM THE COMPENSATION RECD FOR PROVIDING SERVICES TO PLAN | — | $183K |
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $80,560 | $118,337-31.9% | $189,534-57.5% | $93,010-13.4% |
| Participation rate | 97.8% | 89.1%+8.7pp | 87.8%+10.0pp | 73.9%+23.9pp |
| Annual return | 54.94% | 21.77%+33.2pp | 555.39%-500.4pp | 158.70%-103.8pp |
| Employer contribution / active EE | $2,965 | $4,204-29.5% | $6,162-51.9% | $2,705+9.6% |
| Participant deferral / active EE | $5,790 | $7,123-18.7% | $8,220-29.6% | $4,561+26.9% |
| Admin fee / account holder | $134 | $100+34.2% | $12,049-98.9% | $152-11.8% |