IMA WEALTH INC
21 known aliases resolved via the canonical alias map
Market position · 2024
Plans served63+5 YoYRank #307 of mapped providers
Assets under administration$3.1B0.0%Market share · rank #2471
Fees received$2MMedian $30,746/planSum across Schedule C direct + indirect
Net wins YoY+617 won · 11 lostPlan-level switch detection
Plans served · 5-year trajectory
Market-share plans percent annotated. Bar height is raw plan count.
Customer-base shape
What does a typical IMA WEALTH INC plan look like?
Service mix · median fees per plan
Count of plans where IMA WEALTH INC ships each service code, and the median compensation they report under it.
| Service | Plans | Median fees | Distribution |
|---|---|---|---|
Other services; Other commissions; Other fees; Investment advisory (plan)Code 27 | 47 | $31,606 | |
Direct payment from the plan; Consulting (general)Code 16 | 6 | $43,750 | |
Trustee (bank, trust company, or similar financial institution); Recordkeeping and information management (computing, tabulating, data processing, etc.); Other services; Recordkeeping fees; Other fees; Direct payment from the planCode 15 | 3 | $19,830 | |
Other insurance fees and expenses; Insurance services; Direct payment from the planCode 23 | 3 | $11,682 | |
Other fees; Investment advisory (participants); Investment advisory (plan)Code 26 | 2 | $19,659 | |
Other feesCode 99 | 2 | $13,080 |
Competitor overlap
Percent of IMA WEALTH INC's plans that also list each competitor on Schedule C. High numbers = co-living partners; low numbers = direct displacement targets.
Plans won in 2024
Appeared this year; did not appear last year under IMA WEALTH INC.
| Sponsor | From | Assets |
|---|---|---|
PRINCIPAL LIFE INSURANCE COMPANYIA · 420127290-334 | SAGEPOINT FINANCIAL INC | $651M |
SHEET METAL WORKERS LOCAL NO. 124 PENSION PLANOK · 736145795-001 | EPIC RETIREMENT PLAN SERVICES | $52M |
KOENIG & BAUERUS INC.TX · 112996037-001 | ADP BROKER-DEALER | $25M |
ENERGY SERVICES GROUP, LLC.MA · 522262406-001 | THE VANGUARD GROUP, INC. | $23M |
AUGUSTA ONCOLOGY ASSOCIATES, P.C.GA · 581481590-002 | TRANSAMERICA RETIREMENT SOLUTIONS | $16M |
PROTECT, LLCKS · 470758334-001 | AMERICAN UNITED LIFE INSURANCE CO | $16M |
PARTNERS PEO, LLCCO · 825068730-001 | TRANSAMERICA RETIREMENT SOLUTIONS | $14M |
FAMILY CARE CENTER, PLLCCO · 810970561-001 | T ROWE PRICE RPS INC | $10M |
STAFFSCAPES, INCCO · 841346032-001 | GREAT-WEST LIFE & ANNUITY INSURANCE | $10M |
TROPICALE FOODS LLCCA · 770521367-001 | (new plan) | $8M |
Plans lost in 2024
Appeared last year under IMA WEALTH INC; not this year.
| Sponsor | To | Assets |
|---|---|---|
DELTA DENTAL OF COLORADOCO · 834416613-002 | NFP RETIREMENT INC | $28M |
LIGHTNING VENTURES, INC.CO · 840962254-001 | (new plan) | $9M |
SOUTHEAST BEHAVIORAL HEALTH GROUP DBA SOUTHEAST HEALTH GROUPCO · 271388543-001 | (new plan) | $5M |
UNITED STATES WELDING, INC.CO · 840383383-001 | (new plan) | $5M |
ARVADA CENTER FOR THE ARTS AND HUMANITIESCO · 840849472-001 | (new plan) | $5M |
RME LTD, LLC DBA ELITE SURFACE INFRASTRUCTURECO · 841480842-001 | ALTITUDE RETIREMENT PARTNERS, LLC | $4M |
CASTLEROCK ASSET MANAGEMENT LLCTN · 463883479-001 | JASON UNDERWOOD CPA, PLLC | $3M |
Top plans by assets
Searchable full list lands with the commercial layer.
| Plan | Assets | Participants | Fees | Tenure | Flags |
|---|---|---|---|---|---|
PRINCIPAL LIFE INSURANCE COMPANYIA · 420127290-334 | $651M | 163,954 | $8,865 | 1y | 2 |
COMMUNITYAMERICA CREDIT UNIONKS · 446015072-002 | $578M | 2,823 | $51,985 | 2y | - |
TRUSTEES OF THE IBEW LOCAL UNION NO 271 NECA 401(K)RETIREMENT PLANKS · 480859301-002 | $171M | 886 | $89,893 | 8y | 1 |
GLOBAL HEALTHCARE EXCHANGE, INC.CO · 841502378-001 | $162M | 1,374 | $62,500 | 7y | 1 |
HERZOG CONTRACTING CORP.MO · 430918005-002 | $154M | 2,037 | $50,000 | 7y | - |
ISEC, INC.CO · 840577348-002 | $118M | 961 | $50,000 | 2y | - |
PLUMBING & PIPEFITTING INDUSTRY RETIREMENT PLAN OF KANSASIL · 480923596-001 | $99M | 1,816 | $80,000 | 3y | 1 |
ALLOSOURCECO · 841327507-001 | $63M | 687 | $37,500 | 3y | - |
HASELDEN CONSTRUCTION LLCCO · 300956514-001 | $59M | 543 | $50,000 | 7y | - |
SHEET METAL WORKERS LOCAL NO. 124 PENSION PLANOK · 736145795-001 | $57M | 751 | $11,682 | 7y | - |
Flag exposure
76.2%Market: 89.2%
This provider
Market baseline
Share of this provider's plans tripping any deterministic red flag this year. Lower than market baseline = better risk surface.
Aliases resolved (21)
Raw Schedule C names collapsed into IMA WEALTH INC.
- CLOSED DLR-IMA WEALTH INC
- IMA ADVISORY SERVICES INC
- IMA ADVISORY SERVICES INC.
- IMA ADVISORY SERVICES, INC.
- IMA ADVISORYSERVICES, INC
- IMA FINANCIAL GROUP
- IMA SELECT
- IMA SELECT LLC
- IMA WEALTH
- IMA WEALTH INC
- IMA WEALTH INC - 000
- IMA WEALTH INC -000
- IMA WEALTH INC.
- IMA WEALTH, INC
- IMA WEALTH, INC.
- IMA WEALTH,INC.
- TRUENORTH SECURITIES
- TRUENORTH SECURITIES INC
- TRUENORTH SECURITIES, INC
- TRUENORTH SECURITIES, INC.
- WEALTH INC
Book composition by plan size
Bars stack to total plans served; segments use the same asset cutoffs as the /retirement size filter. Up-and-to-the-right on the bigger segments = moving up-market.
Under $5M$5-50M$50-250M$250M-1B$1B+
Compliance posture vs market
Per-flag share for IMA WEALTH INC's book against the same flag's overall prevalence across all filings. Negative delta = under-indexed (cleaner book); positive = elevated risk surface.
| Flag | Plans flagged | Provider % | Market % | Delta |
|---|---|---|---|---|
| Recently terminated | 0 | 0.00% | 7.76% | -7.76 pp |
| Fidelity bond gap | 2 | 3.17% | 26.94% | -23.77 pp |
| Late contributions | 16 | 25.40% | 1.71% | +23.68 pp |
| Failed to provide benefit | 0 | 0.00% | 0.14% | -0.14 pp |
| Corrective distributions | 9 | 14.29% | 1.76% | +12.53 pp |
| Loss discovered | 0 | 0.00% | 0.00% | -0.00 pp |
New-plan formation share
Share of plans filing for the first time each year that landed with IMA WEALTH INC. Compare to the incumbent market share (0.1%) - higher = winning new business, lower = coasting on existing relationships.
0.0%-0.1 pp vs incumbent
Geographic penetration index
(Provider plans in state / state plans) divided by the provider's overall share of the market. Index 1.00 = average; > 1 = over-indexed (winning more than their fair share); < 1 = under-indexed (white space).