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| Provider | Service type | Compensation |
|---|---|---|
Filed as: MORGAN STANLEY SMITH BARNEY, LLC Service code 19 · EIN 20-8764829 | Securities Custodian | $348,962 |
MORGAN STANLEY SMITH BARNEY4+ years Filed as: MORGAN STANLEY Service code 49 | Other Services | $0 |
Filed as: MORGAN STANLEY BANK, N.A. Service code 33 · EIN 36-3707380 | Securities brokerage; Other commissio... | $0 |
Filed as: MORGAN STANLEY PRIVATE BANK, N.A. Service code 33 · EIN 22-3458456 | Other services; Securities brokerage;... | $0 |
Filed as: PRINCIPAL FUNDS Service code 49 | Other Services | $0 |
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Annual investment return is in the bottom quintile of the peer cohort.
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $95,074 | $65,223+45.8% | $80,022+18.8% | $55,725+70.6% |
| Participation rate | 91.1% | 80.6%+10.5pp | 75.8%+15.3pp | 70.9%+20.2pp |
| Annual return | -7.62% | 7.59%-15.2pp | 11.22%-18.8pp | 244.93%-252.5pp |
| Employer contribution / active EE | $5,520 | $2,544+117.0% | $2,468+123.7% | $2,078+165.6% |
| Participant deferral / active EE | $0 | $3,881-100.0% | $3,686-100.0% | $3,356-100.0% |
| Admin fee / account holder | $866 | $114+658.2% | $6,521-86.7% | $115+651.8% |