Filed November 4, 2004
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
LPL FINANCIAL1+ years Filed as: LPL FINANCIAL CORPORATION Service code 55 · EIN 95-2834236 | Other Commissions | $99,318 |
Service code 37 · EIN 04-2647786 | Loan Processing | $30,747 |
NATIONAL FINANCIAL SERVICES1+ years Filed as: NATIONAL FINANCIAL SERVICES LLC Service code 61 · EIN 04-3523567 | Finders' fees / placement fees | $0 |
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $38,916 | $75,760-48.6% | $123,104-68.4% | $59,188-34.3% |
| Participation rate | 97.0% | 86.0%+10.9pp | 86.8%+10.2pp | 69.4%+27.6pp |
| Annual return | 8.14% | 2.93%+5.2pp | 13.22%-5.1pp | 5.51%+2.6pp |
| Employer contribution / active EE | $3,065 | $3,415-10.3% | $5,151-40.5% | $2,098+46.1% |
| Participant deferral / active EE | $6,349 | $5,000+27.0% | $6,230+1.9% | $3,265+94.5% |
| Admin fee / account holder | $17 | $61-71.7% | $9,015-99.8% | $92-81.3% |