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| Provider | Service type | Compensation |
|---|---|---|
Filed as: INDEPENDENT FINANCIAL GROUP, LLC Service code 15 · EIN 71-0927304 | Recordkeeping | $11,405 |
ADP BROKER-DEALER2+ years Filed as: ADP, LLC Service code 15 · EIN 13-3036745 | Recordkeeping | $9,345 |
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $75,197 | $50,385+49.2% | $75,501-0.4% | $62,293+20.7% |
| Participation rate | 92.8% | 67.7%+25.1pp | 72.4%+20.4pp | 69.5%+23.3pp |
| Annual return | 26.65% | 19.90%+6.8pp | 27.35%-0.7pp | 28.90%-2.2pp |
| Employer contribution / active EE | $4,937 | $1,537+221.2% | $2,352+109.9% | $2,042+141.8% |
| Participant deferral / active EE | $5,985 | $2,445+144.8% | $3,142+90.5% | $3,169+88.9% |
| Admin fee / account holder | $98 | $384-74.4% | $5,801-98.3% | $479-79.5% |