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| Provider | Service type | Compensation |
|---|---|---|
UBS FINANCIAL SERVICES INC2+ years Filed as: UBS FINANCIAL SERVICES, INC. Service code 15 · EIN 13-2638166 | Recordkeeping | $17,670 |
ADP BROKER-DEALER2+ years Filed as: ADP, INC. Service code 15 · EIN 13-3036745 | Recordkeeping | $12,525 |
Plan reported corrective distributions (failed ADP/ACP testing).
Sponsor crossed the 100-balance-holder threshold in the most recent filing - large-plan audit requirement now applies.
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $81,068 | $86,298-6.1% | $111,308-27.2% | $85,847-5.6% |
| Participation rate | 95.6% | 73.3%+22.3pp | 77.3%+18.3pp | 69.3%+26.3pp |
| Annual return | 25.74% | 19.99%+5.8pp | 54.67%-28.9pp | 318.61%-292.9pp |
| Employer contribution / active EE | $1,884 | $2,044-7.8% | $2,732-31.0% | $2,565-26.6% |
| Participant deferral / active EE | $5,760 | $3,641+58.2% | $4,487+28.4% | $3,952+45.8% |
| Admin fee / account holder | $293 | $8,189-96.4% | $7,965-96.3% | $6,261-95.3% |