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| Provider | Service type | Compensation |
|---|---|---|
Service code 15 8515 EAST ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111 | Recordkeeping | $475,283 |
Filed as: ADVISED ASSETS GROUP, LLC Service code 26 · EIN 84-1532243 | Advisory (Participants) | $77,446 |
COWEN & COMPANY LLC2 years Filed as: COWEN EXECUTION SERVICES, LLC Service code 50 · EIN 84-1702964 | Direct Payment | $10,018 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Annual investment return is in the bottom quintile of the peer cohort.
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $43,257 | $100,179-56.8% | $84,029-48.5% | $89,609-51.7% |
| Participation rate | 36.8% | 54.1%-17.3pp | 69.0%-32.2pp | 69.6%-32.8pp |
| Annual return | 16.77% | 22.50%-5.7pp | 71.32%-54.6pp | 33.65%-16.9pp |
| Employer contribution / active EE | $258 | $816-68.4% | $1,984-87.0% | $2,584-90.0% |
| Participant deferral / active EE | $1,339 | $1,459-8.2% | $3,239-58.7% | $4,222-68.3% |
| Admin fee / account holder | $91 | $72+25.8% | $6,102-98.5% | $72+26.6% |