Filed November 4, 2016
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 7-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
Filed as: BLUESTAR RETIREMENT SERVICES, INC. Service code 12 · EIN 59-3092339 | Investment advisory (plan); Recordkee... | $12,094 |
MATRIX TRUST COMPANY1 year Service code 19 · EIN 75-3182674 | Securities Custodian | $373 |
TD AMERITRADE, INC.2 years Filed as: TD AMERITRADE TRUST COMPANY Service code 19 · EIN 20-0937408 | Securities Custodian | $30 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Fidelity bond coverage is below the ERISA section 412 10%-of-assets minimum (capped at $500,000).
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Sponsor crossed the 100-balance-holder threshold in the most recent filing - large-plan audit requirement now applies.
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $21,122 | $52,670-59.9% | $90,404-76.6% | $73,409-71.2% |
| Participation rate | 27.2% | 67.7%-40.5pp | 72.7%-45.5pp | 72.2%-45.0pp |
| Annual return | 332.79% | 20.70%+312.1pp | 1293.02%-960.2pp | 59.29%+273.5pp |
| Employer contribution / active EE | $312 | $1,872-83.4% | $3,262-90.4% | $2,234-86.0% |
| Participant deferral / active EE | $818 | $2,807-70.9% | $3,963-79.4% | $3,805-78.5% |
| Admin fee / account holder | $109 | $117-6.9% | $5,611-98.1% | $158-31.2% |