Filed September 21, 2015
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
CHARLES SCHWAB & CO., INC.5 years Filed as: SCHWAB RETIREMENT PLAN SERVICES,INC Service code 15 · EIN 34-1479833 | Recordkeeping | $613,804 |
Service code 26 · EIN 47-2775420 | Advisory (Participants) | $8,492 |
CHARLES SCHWAB & CO., INC.8+ years Service code 33 · EIN 94-1737782 | Direct payment from the plan; Shareho... | $5,134 |
CHARLES SCHWAB & CO., INC.2 years Filed as: CHARLES SCHWAB & CO. INC. AND AFFIL Service code 59 | Shareholder Servicing | $0 |
Annual investment return is in the bottom quintile of the peer cohort.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor signed off without reservation. This is the cleanest opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $104,525 | $90,195+15.9% | $125,339-16.6% | $89,394+16.9% |
| Participation rate | 84.7% | 72.4%+12.3pp | 82.4%+2.3pp | 71.3%+13.4pp |
| Annual return | -18.60% | -6.51%-12.1pp | 572.05%-590.6pp | -11.89%-6.7pp |
| Employer contribution / active EE | $5,655 | $3,043+85.8% | $4,814+17.5% | $3,022+87.1% |
| Participant deferral / active EE | $12,046 | $7,170+68.0% | $7,446+61.8% | $5,123+135.1% |
| Admin fee / account holder | $42 | $69-39.9% | $10,010-99.6% | $79-47.5% |