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| Provider | Service type | Compensation |
|---|---|---|
SAGEVIEW ADVISORY GROUP, LLC2 years Service code 27 1920 MAIN ST STE 800 · IRVINE, CA 92614 | Advisory (Plan) | $65,226 |
Filed as: GREAT-WEST LIFE & ANNUITY INS CO Service code 64 8515 EAST ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111 | Recordkeeping Fees | $58,738 |
CARLSON QUINN2 years Filed as: CARLSON QUINN AND ASSOCIATES Service code 13 2000 POWELL STREET STE 1600 · EMERYVILLE, CA 94608 | Contract Administrator | $52,182 |
MOSS ADAMS LLP1 year Service code 10 PO BOX 748369 · LOS ANGELES, CA 900748369 | Accounting | $11,000 |
Filed as: EMPOWER RETIREMENT ADVISORY SERVICE Service code 28 8515 EAST ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111 | Investment Management | $5,782 |
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Assets per participant exceed $250,000 - top-decile high-value plan.
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $285,556 | $55,453+415.0% | $170,435+67.5% | $62,293+358.4% |
| Participation rate | 98.4% | 66.4%+32.0pp | 83.6%+14.8pp | 69.5%+28.9pp |
| Annual return | 18.50% | 21.38%-2.9pp | 205.94%-187.4pp | 28.90%-10.4pp |
| Employer contribution / active EE | $20,184 | $2,164+832.9% | $5,432+271.6% | $2,042+888.3% |
| Participant deferral / active EE | $16,156 | $2,303+601.6% | $4,939+227.1% | $3,169+409.8% |
| Admin fee / account holder | $905 | $455+98.8% | $13,881-93.5% | $479+88.8% |