Retirement plan

COMPASSUS 401(K) PLAN

Name: FC COMPASSUS, LLC - COMPASSUS 401(K) PLAN (2018) Form 5500
Creator: FC COMPASSUS, LLC
License: https://www.dol.gov/general/disclaim
Keywords: Form 5500, ERISA, retirement plan, COMPASSUS 401(K) PLAN, FC COMPASSUS, LLC

FC COMPASSUS, LLCEIN 47-2468370Plan #001PY 2018

10 CADILLAC DRIVE, SUITE 400 - BRENTWOOD, TN 37027615-425-5410LinkedIn11-50 employees

Prospect flagsLow participation

How to read this page

Total assets (EOY)

$40.6M

+2.8% from 2017

Total participants

3,532

+3.1% from 2017

Average account balance

$19,135

+3.3% from 2017

Annual return

-1.36%

-19.02 pp from 2017

Benchmarks

See 1,316 peers

Peer group

Industry62 - Health Care and Social Assistance

Plan typeDefined contribution

Participants1,000-4,999

Cohort1,316 peers

Snapshot2018

Free accounts unlock saves, downloads, and 3-year history.

Analytics

Total assets (EOY)

Plan-year ending balance

$169.79M

Not enough data

1 years with asset history on file

Average account balance

Total assets / participants with a balance (line 6g)

$42K

Not enough data

1 years with per-participant data

Participants with account balance

Stacked by status: active / separated vested / retired or beneficiary. Total = line 6g.

4,020

Not enough data

1 years with headcount on file

Eligible Participants and Participation

Bars: eligible actives (line 6a). Line: derived rate = active employees with a balance / 6a.

40.5%

Not enough data

1 years with eligibility data

Contributions (total)

Employer and participant dollars contributed each year

$20.29M

Not enough data

1 years with contributions on file

Contributions per participant

Average employer and participant contribution per enrolled participant

$3K

Not enough data

1 years with per-participant contribution data

Asset flow

BOY + contributions + return - distributions = EOY

Year

Annual return

Diverging bars; negative years highlighted

+18.41%

Not enough data

1 years with return on file

Admin fee / account holder

Total admin expenses / participants with a balance (line 6g)

$135

Not enough data

1 years with admin cost on file

Asset composition

Cash / stocks / bonds / mutual funds / real estate / loans over time

Not enough data

1 years with F_SCH_H allocation on file

Free accounts unlock saves, downloads, and 3-year history.

Service providers

Top 4 by compensation

Provider	Service type	Compensation
AMERICAN UNITED LIFE INSURANCE CO2+ years Service code 15 · EIN 35-0145825	Recordkeeping	$149,361
IFP ADVISORS INC DBA INDEPENDENT FI2+ years Filed as: IFP DBA SHERIDAN ROAD ADVISORS, LLC Service code 26 · EIN 13-4284240	Advisory (Participants)	$145,856
JAMES A. REICHERT1 year Filed as: JAMES T MURFEE Service code 55 · EIN 63-1086621 120 OFFICE PARK DRIVE · BIRMINGHAM, AL 35223	Other Commissions	$98,069
MATRIX TRUST COMPANY2+ years Filed as: MG/MATRIX TRUST Service code 19 · EIN 75-3182674 700 17TH STREET · DENVER, CO 80202	Securities Custodian	$20,130

Plan features & details

Pension benefit codes2E2F2G2J2K2T3D

Plan features

2E
Profit-sharing
Profit-sharing plan.
2F
ERISA section 404(c) plan
This plan or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1 (shifting investment responsibility to participants).
2G
Total participant-directed account plan
Participants have the opportunity to direct the investment of all of the assets allocated to their individual accounts regardless of whether 29 CFR 2550.404c-1 is intended to be met.
2J
Code section 401(k) feature
Cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan under which employees may elect to defer part of their compensation or receive these amounts in cash.
2K
Code section 401(m) arrangement
Employee contributions are allocated to separate accounts under the plan or employer contributions are based in whole or in part on employee deferrals or contributions to the plan. Not applicable to 401(k) plans with only QNECs and/or QMACs or to 403(b)(1) 403(b)(7) or 408 arrangements.
2T
Default investment account
Total or partial participant-directed account plan where plan uses a default investment account for participants who fail to direct assets in their account.
3D
Pre-approved pension plan
A master prototype or volume submitter plan that is the subject of a favorable opinion or advisory letter from the IRS.

Opportunity flags

1 tripped

OpportunityLow participation
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.

Expense breakdown

Schedule H Part II

Admin total

$325K

$113 / participant

Contract admin$322K99.2%
Other / not subdivided$3K0.8%

% of EOY assets

0.801%

all-in expense ratio

Categories reported

1 / 9

subdivided buckets used

Audit opinion

Schedule H Part III

Disclaimer opinion

Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.

Auditor firm: BDO USA, LLP
Auditor EIN: 135381590
Audit fees: (not subdivided)
Opinion code: Disclaimer

Metric

This plan

Peer set

Industry

Size

Avg account balance

$19,135

$45,382-57.8%

$154,111-87.6%

$75,289-74.6%

Participation rate

51.1%

65.9%-14.8pp

83.0%-32.0pp

72.4%-21.4pp

Annual return

-1.36%

-0.47%-0.9pp

735.18%-736.5pp

-0.04%-1.3pp

Employer contribution / active EE

$436

$1,533-71.6%

$5,298-91.8%

$2,405-81.9%

Participant deferral / active EE

$2,284

$2,384-4.2%

$5,081-55.0%

$3,739-38.9%

Admin fee / account holder

$153

$89+71.5%

$13,411-98.9%

$102+49.7%

Provider

Service type

Compensation

AMERICAN UNITED LIFE INSURANCE CO2+ years

Service code 15 · EIN 35-0145825

Recordkeeping

$149,361

IFP ADVISORS INC DBA INDEPENDENT FI2+ years

Filed as: IFP DBA SHERIDAN ROAD ADVISORS, LLC

Service code 26 · EIN 13-4284240

Advisory (Participants)

$145,856

JAMES A. REICHERT1 year

Filed as: JAMES T MURFEE

Service code 55 · EIN 63-1086621

120 OFFICE PARK DRIVE · BIRMINGHAM, AL 35223

Other Commissions

$98,069

MATRIX TRUST COMPANY2+ years

Filed as: MG/MATRIX TRUST

Service code 19 · EIN 75-3182674

700 17TH STREET · DENVER, CO 80202

Securities Custodian

$20,130

COMPASSUS 401(K) PLAN

Summary metrics

Benchmarksi

Analytics

Service providersi

Plan features & details

Opportunity flagsi

Expense breakdowni

Audit opinioni

COMPASSUS 401(K) PLAN

Summary metrics

Benchmarksi

Analytics

Service providersi

Plan features & details

Opportunity flagsi

Expense breakdowni

Audit opinioni

Benchmarks

Service providers

Opportunity flags

Expense breakdown

Audit opinion

Benchmarks

Service providers

Opportunity flags

Expense breakdown

Audit opinion