Sign up free to preview peer percentile detail
Free accounts unlock saves, downloads, and 3-year history.
Sign up free to preview 9-year trajectory
Free accounts unlock saves, downloads, and 3-year history.
| Provider | Service type | Compensation |
|---|---|---|
Filed as: NATIONAL FINANCIAL SERVICES LLC Service code 61 · EIN 04-3523567 | Finders' fees / placement fees | $23,793 |
Service code 37 · EIN 04-2647786 | Loan Processing | $7,366 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Participant contribution per participant is in the bottom quintile of the peer cohort.
Employer contribution per participant is in the bottom quintile of the peer cohort.
Annual investment return is in the bottom quintile of the peer cohort.
Assets per participant are in the bottom quintile of the peer cohort - savings-rate / match opportunity.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $11,107 | $45,382-75.5% | $154,108-92.8% | $75,289-85.2% |
| Participation rate | 7.9% | 65.9%-58.0pp | 83.0%-75.1pp | 72.4%-64.5pp |
| Annual return | -5.81% | -0.47%-5.3pp | 735.21%-741.0pp | -0.04%-5.8pp |
| Employer contribution / active EE | $1 | $1,533-99.9% | $5,298-100.0% | $2,405-100.0% |
| Participant deferral / active EE | $212 | $2,384-91.1% | $5,081-95.8% | $3,739-94.3% |
| Admin fee / account holder | $39 | $89-56.6% | $13,411-99.7% | $102-62.1% |