Filed December 27, 2016
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| Provider | Service type | Compensation |
|---|---|---|
Service code 12 · EIN 13-3689044 | Finders' fees / placement fees; Inves... | $32,285 |
CETERA ADVISOR NETWORKS LLC1+ years Service code 16 | Consulting | $27,450 |
CITIGROUP GLOBAL MARKETS INC1+ years Filed as: CITIGROUP MSSB Service code 16 ONE NEW YORK PLAZA · NEW YORK, NY 10004 | Consulting | $8,474 |
CETERA ADVISOR NETWORKS LLC1+ years Filed as: CETERA ADVISORS NETWORKS LLC Service code 16 200 NORTH SEPULVEDA AVE · EL SEGUNDO, CA 90245 | Consulting | $0 |
MID ATLANTIC CAPITAL CORPORATION1+ years Service code 33 · EIN 25-1409618 | Securities brokerage commissions and ... | $0 |
NATIONAL FIANCIAL SERVICES1+ years Service code 33 | Securities brokerage commissions and ... | $0 |
NATIONAL FINANCIAL SERVICES1+ years Service code 33 · EIN 04-3523567 | Securities brokerage commissions and ... | $0 |
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $35,561 | $61,125-41.8% | $108,582-67.2% | $63,975-44.4% |
| Participation rate | 87.9% | 80.5%+7.4pp | 79.6%+8.3pp | 71.1%+16.8pp |
| Annual return | 30.22% | 14.06%+16.2pp | -51.70%+81.9pp | 48.65%-18.4pp |
| Employer contribution / active EE | $1,492 | $2,237-33.3% | $3,758-60.3% | $2,182-31.6% |
| Participant deferral / active EE | $4,037 | $3,574+12.9% | $4,311-6.4% | $3,356+20.3% |
| Admin fee / account holder | $24 | $72-66.1% | $7,645-99.7% | $70-65.4% |