Retirement plan

VAN WAGNER GROUP, LLC RETIREMENT SAVINGS PLAN

Name: VAN WAGNER GROUP, LLC - VAN WAGNER GROUP, LLC RETIREMENT SAVINGS PLAN (2017) Form 5500
Creator: VAN WAGNER GROUP, LLC
License: https://www.dol.gov/general/disclaim
Keywords: Form 5500, ERISA, retirement plan, VAN WAGNER GROUP, LLC RETIREMENT SAVINGS PLAN, VAN WAGNER GROUP, LLC

VAN WAGNER GROUP, LLCEIN 47-1648255Plan #001PY 2017

800 3RD AVE - NEW YORK, NY 10022212-699-8459LinkedIn1-10 employeesinsurance

Prospect flagsNo flags tripped

How to read this page

Total assets (EOY)

$29M

+10.8% from 2016

Total participants

322

-39.5% from 2016

Average account balance

$90,959

+83.5% from 2016

Annual return

16.93%

+4.38 pp from 2016

Benchmarks

See 939 peers

Peer group

Industry53 - Real Estate and Rental and Leasing

Plan typeDefined contribution

Participants100-249

Cohort939 peers

Snapshot2017

Free accounts unlock saves, downloads, and 3-year history.

Analytics

Total assets (EOY)

Plan-year ending balance

$37.13M

Not enough data

1 years with asset history on file

Average account balance

Total assets / participants with a balance (line 6g)

$123K

Not enough data

1 years with per-participant data

Participants with account balance

Stacked by status: active / separated vested / retired or beneficiary. Total = line 6g.

301

Not enough data

1 years with headcount on file

Eligible Participants and Participation

Bars: eligible actives (line 6a). Line: derived rate = active employees with a balance / 6a.

100.0%

Not enough data

1 years with eligibility data

Contributions (total)

Employer and participant dollars contributed each year

$1.78M

Not enough data

1 years with contributions on file

Contributions per participant

Average employer and participant contribution per enrolled participant

$11K

Not enough data

1 years with per-participant contribution data

Asset flow

BOY + contributions + return - distributions = EOY

Year

Annual return

Diverging bars; negative years highlighted

+13.33%

Not enough data

1 years with return on file

Admin fee / account holder

Total admin expenses / participants with a balance (line 6g)

$215

Not enough data

1 years with admin cost on file

Asset composition

Cash / stocks / bonds / mutual funds / real estate / loans over time

Not enough data

1 years with F_SCH_H allocation on file

Free accounts unlock saves, downloads, and 3-year history.

Service providers

Top 10 of 13 by compensation

Provider	Service type	Compensation
T ROWE PRICE RPS INC3+ years Filed as: T. ROWE PRICE RPS, INC Service code 15 · EIN 52-1309931	Recordkeeping	$17,450
AMERICAN CENTURY3+ years Filed as: AMERICAN CENTURY INVESTMENTS Service code 28 · EIN 20-0623152	Investment Management	$0
ARTISAN PARTNERS3+ years Filed as: ARTISAN Service code 28	Investment Management	$0
ARTISAN PARTNERS3+ years Filed as: ARTISAN FUNDS Service code 28 · EIN 30-0551775	Investment Management	$0
FIDELITY INVESTMENTS INSTITUTIONAL3+ years Filed as: FIDELITY FUNDS Service code 28 · EIN 04-2647786	Investment Management	$0
FRANKLIN TEMPLETON3+ years Service code 28 · EIN 13-2670991	Investment Management	$0
MORGAN STANLEY SMITH BARNEY3+ years Filed as: JP MORGAN Service code 28 · EIN 13-2624428	Investment Management	$0
METROPOLITAN WEST ASSET MANAGEMENT3+ years Filed as: MET WEST Service code 28 · EIN 95-4597302	Investment Management	$0
OAKMARK3+ years Service code 28	Investment Management	$0
OAKMARK3+ years Filed as: OAKMARK FUNDS Service code 28 · EIN 04-3276558	Investment Management	$0

Plan features & details

Pension benefit codes2F2G2J3H3D2T2E

Plan features

2E
Profit-sharing
Profit-sharing plan.
2F
ERISA section 404(c) plan
This plan or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1 (shifting investment responsibility to participants).
2G
Total participant-directed account plan
Participants have the opportunity to direct the investment of all of the assets allocated to their individual accounts regardless of whether 29 CFR 2550.404c-1 is intended to be met.
2J
Code section 401(k) feature
Cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan under which employees may elect to defer part of their compensation or receive these amounts in cash.
2T
Default investment account
Total or partial participant-directed account plan where plan uses a default investment account for participants who fail to direct assets in their account.
3D
Pre-approved pension plan
A master prototype or volume submitter plan that is the subject of a favorable opinion or advisory letter from the IRS.
3H
Controlled group member
Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b) (c) or (m)).

Opportunity flags

0 tripped

No flags tripped for this filing year. This plan looks clean.

Expense breakdown

Schedule H Part II

Admin total

$19K

$139 / participant

Other / not subdivided$19K100.0%

% of EOY assets

0.065%

all-in expense ratio

Categories reported

0 / 9

subdivided buckets used

Audit opinion

Schedule H Part III

Disclaimer opinion

Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.

Auditor firm: DOUGLAS J FREEMAN
Auditor EIN: 113415651
Audit fees: (not subdivided)
Opinion code: Disclaimer

Metric

This plan

Peer set

Industry

Size

Avg account balance

$90,959

$52,639+72.8%

$185,117-50.9%

$62,293+46.0%

Participation rate

97.8%

63.9%+33.9pp

77.3%+20.5pp

69.5%+28.3pp

Annual return

16.93%

19.57%-2.6pp

40.50%-23.6pp

28.90%-12.0pp

Employer contribution / active EE

$3,459

$1,483+133.3%

$4,182-17.3%

$2,042+69.4%

Participant deferral / active EE

$6,982

$3,097+125.4%

$5,045+38.4%

$3,169+120.3%

Admin fee / account holder

$59

$374-84.1%

$8,159-99.3%

$479-87.6%

Provider

Service type

Compensation

T ROWE PRICE RPS INC3+ years

Filed as: T. ROWE PRICE RPS, INC

Service code 15 · EIN 52-1309931

Recordkeeping

$17,450

AMERICAN CENTURY3+ years

Filed as: AMERICAN CENTURY INVESTMENTS

Service code 28 · EIN 20-0623152

Investment Management

ARTISAN PARTNERS3+ years

Filed as: ARTISAN

Service code 28

Investment Management

ARTISAN PARTNERS3+ years

Filed as: ARTISAN FUNDS

Service code 28 · EIN 30-0551775

Investment Management

FIDELITY INVESTMENTS INSTITUTIONAL3+ years

Filed as: FIDELITY FUNDS

Service code 28 · EIN 04-2647786

Investment Management

FRANKLIN TEMPLETON3+ years

Service code 28 · EIN 13-2670991

Investment Management

MORGAN STANLEY SMITH BARNEY3+ years

Filed as: JP MORGAN

Service code 28 · EIN 13-2624428

Investment Management

METROPOLITAN WEST ASSET MANAGEMENT3+ years

Filed as: MET WEST

Service code 28 · EIN 95-4597302

Investment Management

OAKMARK3+ years

Service code 28

Investment Management

OAKMARK3+ years

Filed as: OAKMARK FUNDS

Service code 28 · EIN 04-3276558

Investment Management

VAN WAGNER GROUP, LLC RETIREMENT SAVINGS PLAN

Summary metrics

Benchmarksi

Analytics

Service providersi

Plan features & details

Opportunity flagsi

Expense breakdowni

Audit opinioni

VAN WAGNER GROUP, LLC RETIREMENT SAVINGS PLAN

Summary metrics

Benchmarksi

Analytics

Service providersi

Plan features & details

Opportunity flagsi

Expense breakdowni

Audit opinioni

Benchmarks

Service providers

Opportunity flags

Expense breakdown

Audit opinion

Benchmarks

Service providers

Opportunity flags

Expense breakdown

Audit opinion