Filed June 4, 2020
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| Provider | Service type | Compensation |
|---|---|---|
PRINCIPAL LIFE INSURANCE COMPANY4+ years Service code 13 · EIN 42-0127290 | Contract Administrator | $9,928 |
Service code 49 · EIN 61-1383537 | Other Services | $5,468 |
TBS AGENCY INC1 year Service code 49 | Other Services | $1,644 |
LOCKTON INVESTMENT ADVISORS, LLC4+ years Filed as: LOCKTON FINANCIAL ADVISORS LLC Service code 49 · EIN 20-3247391 | Other Services | $1,071 |
Service code 60 · EIN 04-2647786 | Sub-TA Fees | $0 |
TBS AGENCY INC1 year Filed as: TBS AGENCY, INC. Service code 49 · EIN 52-1473914 | Other Services | $0 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $45,268 | $56,443-19.8% | $83,831-46.0% | $55,725-18.8% |
| Participation rate | 67.1% | 72.0%-5.0pp | 76.1%-9.1pp | 70.9%-3.8pp |
| Annual return | -4.98% | 393.67%-398.7pp | 850.99%-856.0pp | 244.93%-249.9pp |
| Employer contribution / active EE | $1,965 | $2,682-26.7% | $3,631-45.9% | $2,078-5.5% |
| Participant deferral / active EE | $3,589 | $2,965+21.1% | $4,082-12.1% | $3,356+7.0% |
| Admin fee / account holder | $15 | $156-90.2% | $5,479-99.7% | $115-86.7% |