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| Provider | Service type | Compensation |
|---|---|---|
Filed as: EMPOWER ANNUITY INSURANCE COMPANY O Service code 64 8515 EAST ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111 | Recordkeeping Fees | $164,661 |
Filed as: NORTHWESTERN MUTUAL WEALTH MGMT CO Service code 27 611 E WISCONSIN AVE · MILWAUKEE, WI 53202 | Advisory (Plan) | $116,547 |
ASCENSUS LLC2 years Filed as: ASCENSUS HOLDINGS INC DBA FUTUREPLA Service code 13 101 W BROADWAY STE 1420 · SAN DIEGO, CA 92101 | Contract Administrator | $13,986 |
Filed as: EMPOWER ADVISORY GROUP, LLC Service code 28 8515 EAST ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111 | Investment Management | $5,243 |
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $75,428 | $66,004+14.3% | $81,820-7.8% | $77,714-2.9% |
| Participation rate | 85.5% | 65.8%+19.7pp | 72.4%+13.1pp | 70.6%+14.9pp |
| Annual return | 12.96% | 26.65%-13.7pp | 777.93%-765.0pp | 31.26%-18.3pp |
| Employer contribution / active EE | $2,960 | $2,375+24.6% | $2,915+1.5% | $2,727+8.5% |
| Participant deferral / active EE | $6,699 | $3,508+91.0% | $4,323+55.0% | $4,649+44.1% |
| Admin fee / account holder | $460 | $527-12.8% | $7,391-93.8% | $433+6.1% |