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| Provider | Service type | Compensation |
|---|---|---|
CHARLES SCHWAB & CO., INC.4+ years Filed as: SCHWAB RETIREMENT PLAN SERVICES INC Service code 15 · EIN 34-1479833 | Recordkeeping | $60,317 |
MARINER LLC2 years Service code 26 · EIN 20-4553256 | Advisory (Participants) | $7,076 |
CHARLES SCHWAB & CO., INC.4+ years Service code 33 · EIN 94-1737782 | Securities brokerage commissions and ... | $932 |
CHARLES SCHWAB & CO., INC.4+ years Filed as: CHARLES SCHWAB & CO, INC. AND AFFIL Service code 59 | Shareholder Servicing | $0 |
Annual investment return is in the bottom quintile of the peer cohort.
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $110,273 | $101,523+8.6% | $141,200-21.9% | $77,775+41.8% |
| Participation rate | 97.1% | 77.4%+19.7pp | 82.5%+14.6pp | 73.2%+23.9pp |
| Annual return | 7.36% | 56.22%-48.9pp | 71.41%-64.0pp | 32.58%-25.2pp |
| Employer contribution / active EE | $1,463 | $3,341-56.2% | $4,736-69.1% | $2,504-41.6% |
| Participant deferral / active EE | $8,203 | $6,434+27.5% | $6,710+22.2% | $3,966+106.8% |
| Admin fee / account holder | $36 | $92-60.2% | $10,265-99.6% | $100-63.6% |