Filed May 21, 2012 (most recent of 2 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
Service code 12 · EIN 13-3689044 | Direct payment from the plan; Finders... | $185,862 |
Filed as: FIRST NATIONAL BANK Service code 27 1620 DODGE ST. · OMAHA, NE 68197 | Advisory (Plan) | $62,532 |
LUTZ & COMPANY, PC5+ years Service code 10 · EIN 47-0625816 | Accounting | $13,533 |
NATIONAL FINANCIAL SERCIVES5+ years Service code 33 · EIN 04-3523567 | Securities brokerage; Securities brok... | $0 |
NATIONAL FINANCIAL SERVICES5+ years Service code 33 | Securities brokerage; Securities brok... | $0 |
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Plan reported corrective distributions (failed ADP/ACP testing).
Assets per participant exceed $250,000 - top-decile high-value plan.
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $300,804 | $88,122+241.4% | $141,162+113.1% | $67,579+345.1% |
| Participation rate | 98.9% | 76.5%+22.4pp | 82.5%+16.4pp | 71.3%+27.6pp |
| Annual return | 23.15% | 75.40%-52.3pp | 71.39%-48.2pp | 378.56%-355.4pp |
| Employer contribution / active EE | $10,330 | $3,224+220.4% | $4,735+118.2% | $2,148+381.0% |
| Participant deferral / active EE | $11,877 | $5,958+99.3% | $6,709+77.0% | $3,539+235.6% |
| Admin fee / account holder | $304 | $131+131.9% | $10,261-97.0% | $142+113.3% |