| Provider | Service type | Compensation |
|---|---|---|
FIRST NATIONAL BANK OF OMAHA6+ years Service code 15 · EIN 47-0259043 | Recordkeeping | $348,500 |
Filed as: FRONTIER WEALTH MANAGEMENT. Service code 27 10250 REGENCY CIRCLE · OMAHA, NE 68114 | Advisory (Plan) | $42,324 |
Service code 27 10250 REGENCY CIRCLE · OMAHA, NE 681144301 | Advisory (Plan) | $26,446 |
Service code 27 · EIN 26-0236753 | Advisory (Plan) | $20,000 |
OMAHA WEALTH MANAGEMENT3 years Service code 27 6401 PACIFIC ST · OMAHA, NE 681061521 | Advisory (Plan) | $14,642 |
Filed as: BRIDGES INVESTMENT MANAGEMENT Service code 27 1125 S. 103RD · OMAHA, NE 68124 | Advisory (Plan) | $14,468 |
Filed as: WEALTH ENHANCEMENT ADVISORY SERVICE Service code 27 505 N. HIGHWAY 169 · PLYMOUTH, MN 55441 | Advisory (Plan) | $11,458 |
GV FINANCIAL ADVISORS5 years Filed as: JOYN ADVISORS Service code 27 1100 ABERNATHY RD NE · ATLANTA, GA 30328 | Advisory (Plan) | $11,117 |
Service code 27 · EIN 47-6197829 | Advisory (Plan) | $9,126 |
RBC WEALTH MANAGEMENT6+ years Service code 27 · EIN 41-1416330 | Advisory (Plan) | $8,930 |
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Annual investment return is in the bottom quintile of the peer cohort.
Assets per participant exceed $250,000 - top-decile high-value plan.
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $374,707 | $100,801+271.7% | $149,751+150.2% | $73,415+410.4% |
| Participation rate | 91.8% | 77.7%+14.1pp | 82.5%+9.3pp | 72.2%+19.6pp |
| Annual return | 12.42% | 265.34%-252.9pp | 276.71%-264.3pp | 59.30%-46.9pp |
| Employer contribution / active EE | $12,748 | $3,312+285.0% | $4,646+174.4% | $2,234+470.7% |
| Participant deferral / active EE | $9,338 | $6,404+45.8% | $6,843+36.5% | $3,806+145.3% |
| Admin fee / account holder | $471 | $181+160.4% | $9,312-94.9% | $158+198.1% |