Filings through .
Filed November 15, 2004
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
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| Provider | Service type | Compensation |
|---|---|---|
Filed as: EMPOWER FINANCIAL SERVICES, INC. Service code 26 8515 EAST ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111 | Advisory (Participants) | $12,389 |
Filed as: EMPOWER ANNUITY INSURANCE COMPANY O Service code 64 8515 EAST ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111 | Recordkeeping Fees | $9,473 |
19 funds of $250K or more; 22 lines in all, holding $32.3M of the plan's $50.1M. From the 2025 filing. Recordkeeper: Empower.
Target-date series: Putnam Retirement Advantage, mutual fund, 48% of fund dollars
| Fund | Dollars | % of funds% |
|---|---|---|
| Putnam Retirement Advantage Franklin Templeton · Mutual fund Target-date, 5 vintages | $9.4M | 28.9% |
| Accounts Vanguard 500 Index Fund Vanguard · Mutual fund Index | $7.9M | 24.4% |
| Putnam Retirement Advantage Franklin Templeton · Collective trust Target-date, 3 vintages | $6.2M | 19.3% |
| Trust Putnam Retirement Advantage Trust Mat X Common Colle Franklin Templeton · Mutual fund | $2.7M | 8.4% |
| Vanguard Small-Cap Index Fund Vanguard · Mutual fund Index | $1.3M | 4.0% |
| Vanguard Total Bond Market Index Fund Vanguard · Mutual fund Index | $744K | 2.3% |
| Vanguard Mid-Cap Index Fund Vanguard · Mutual fund Index | $734K | 2.3% |
| Vanguard Developed Markets Index Fund Vanguard · Mutual fund Index | $652K | 2.0% |
| Accounts MassMutual Premier High Yield Fund MassMutual · Mutual fund | $500K | 1.5% |
| Baird Aggregate Bond Fund Baird · Mutual fund | $396K | 1.2% |
Added 12 funds, dropped 17 funds.
| Fund | Year-end value |
|---|---|
| Droppedof Inve stme nt Cost Value Em pow e r SDB Fund | $21.2M |
| AddedPutnam Retirement Advantage 2045 Fund | $9.4M |
| DroppedV anguard 500 Inde x Fund | $8.1M |
Stable value and insurance contract lines, renames and class changes are not counted. Left out here: 1 stable value or insurance line, 1 rename.
Changes of at least $250K and 0.1% of the plan between the 2024 and 2025 filings. Values are year-end holdings, not money moved.
Covers 60,908 large plans that list their funds in their annual filing. Updated Nov 2, 2026. Shares describe these plans, not the whole market.
Plan reported corrective distributions (failed ADP/ACP testing).
Assets per participant exceed $250,000 - top-decile high-value plan.
The auditor signed off without reservation. This is the cleanest opinion.