Retirement plan

SAMPSON CONSTRUCTION CO., INC. 401(K) PROFIT SHARING PLAN & TRUST

Name: SAMPSON CONSTRUCTION CO., INC. - SAMPSON CONSTRUCTION CO., INC. 401(K) PROFIT SHARING PLAN & TRUST (2017) Form 5500
Creator: SAMPSON CONSTRUCTION CO., INC.
License: https://www.dol.gov/general/disclaim
Keywords: Form 5500, ERISA, retirement plan, SAMPSON CONSTRUCTION CO., INC. 401(K) PROFIT SHARING PLAN & TRUST, SAMPSON CONSTRUCTION CO., INC.

SAMPSON CONSTRUCTION CO., INC.EIN 47-0541510Plan #002PY 2017

3730 SOUTH 14TH STREET - LINCOLN, NE 68502402-434-5450sampson-construction.comLinkedIn201-500 employeesconstruction

Prospect flagsHigh feesCorrective distributions

How to read this page

Total assets (EOY)

$29.1M

+12.6% from 2016

Total participants

354

-0.3% from 2016

Average account balance

$90,247

+9.5% from 2016

Annual return

15.62%

+9.33 pp from 2016

Benchmarks

See 1,124 peers

Peer group

Industry23 - Construction

Plan typeDefined contribution

Participants250-999

Cohort1,124 peers

Snapshot2017

Free accounts unlock saves, downloads, and 3-year history.

Analytics

Total assets (EOY)

Plan-year ending balance

$48.43M

Not enough data

1 years with asset history on file

Average account balance

Total assets / participants with a balance (line 6g)

$123K

Not enough data

1 years with per-participant data

Participants with account balance

Stacked by status: active / separated vested / retired or beneficiary. Total = line 6g.

393

Not enough data

1 years with headcount on file

Eligible Participants and Participation

Bars: eligible actives (line 6a). Line: derived rate = active employees with a balance / 6a.

100.0%

Not enough data

1 years with eligibility data

Contributions (total)

Employer and participant dollars contributed each year

$3.13M

Not enough data

1 years with contributions on file

Contributions per participant

Average employer and participant contribution per enrolled participant

$10K

Not enough data

1 years with per-participant contribution data

Asset flow

BOY + contributions + return - distributions = EOY

Year

Annual return

Diverging bars; negative years highlighted

+12.29%

Not enough data

1 years with return on file

Admin fee / account holder

Total admin expenses / participants with a balance (line 6g)

$363

Not enough data

1 years with admin cost on file

Asset composition

Cash / stocks / bonds / mutual funds / real estate / loans over time

Not enough data

1 years with F_SCH_H allocation on file

Free accounts unlock saves, downloads, and 3-year history.

Service providers

Top 6 by compensation

Provider	Service type	Compensation
NATIONWIDE3+ years Service code 15 ONE NATIONWIDE PLAZA · COLUMBUS, OH 43215	Recordkeeping	$173,174
NEWPORT GROUP, INC.3+ years Filed as: KIDDER BENEFITS CONSULTANTS, INC. Service code 15 5700 WESTOWN PARKWAY, SUITE 100 · WEST DES MOINES, IA 50266	Recordkeeping	$25,899
FIRST NEBRASKA TRUST COMPANY3+ years Service code 21 PO BOX 81667 · LINCOLN, NE 685011667	Bank Trustee	$16,454
IFP ADVISORS INC DBA INDEPENDENT FI1 year Filed as: IFP ADVISORS, INC. Service code 26 3030 N ROCKY POINT DRIVE STE 700 · TAMPA, FL 33607	Advisory (Participants)	$12,751
STRAIN SLATTERY BARKLEY & CO CPAS2 years Service code 10 7130 SO 29TH ST · LINCOLN, NE 685165825	Accounting	$11,500
LPL FINANCIAL3+ years Filed as: LPL FINANCIAL, LLC Service code 26 4707 EXECUTIVE DRIVE · SAN DIEGO, CA 92121	Advisory (Participants)	$0

Plan features & details

Pension benefit codes2E2F2G2J2T3D3H

Plan features

2E
Profit-sharing
Profit-sharing plan.
2F
ERISA section 404(c) plan
This plan or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1 (shifting investment responsibility to participants).
2G
Total participant-directed account plan
Participants have the opportunity to direct the investment of all of the assets allocated to their individual accounts regardless of whether 29 CFR 2550.404c-1 is intended to be met.
2J
Code section 401(k) feature
Cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan under which employees may elect to defer part of their compensation or receive these amounts in cash.
2T
Default investment account
Total or partial participant-directed account plan where plan uses a default investment account for participants who fail to direct assets in their account.
3D
Pre-approved pension plan
A master prototype or volume submitter plan that is the subject of a favorable opinion or advisory letter from the IRS.
3H
Controlled group member
Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b) (c) or (m)).

Opportunity flags

2 tripped

OpportunityHigh fees
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
ComplianceCorrective distributions
Plan reported corrective distributions (failed ADP/ACP testing).

Expense breakdown

Schedule H Part II

Admin total

$149K

$485 / participant

Investment mgmt$127K85.7%
Other / not subdivided$21K14.3%

% of EOY assets

0.510%

all-in expense ratio

Categories reported

1 / 9

subdivided buckets used

Audit opinion

Schedule H Part III

Disclaimer opinion

Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.

Auditor firm: STRAIN SLATTERY BARKLEY & CO., CPA
Auditor EIN: 470731426
Audit fees: (not subdivided)
Opinion code: Disclaimer

Metric

This plan

Peer set

Industry

Size

Avg account balance

$90,247

$60,545+49.1%

$92,240-2.2%

$69,631+29.6%

Participation rate

89.9%

72.2%+17.7pp

76.5%+13.4pp

70.7%+19.2pp

Annual return

15.62%

19.71%-4.1pp

176.29%-160.7pp

27571.02%-27555.4pp

Employer contribution / active EE

$2,647

$2,633+0.5%

$3,680-28.1%

$2,032+30.2%

Participant deferral / active EE

$4,259

$2,828+50.6%

$3,897+9.3%

$3,224+32.1%

Admin fee / account holder

$461

$145+218.2%

$5,194-91.1%

$110+317.1%

Provider

Service type

Compensation

NATIONWIDE3+ years

Service code 15

ONE NATIONWIDE PLAZA · COLUMBUS, OH 43215

Recordkeeping

$173,174

NEWPORT GROUP, INC.3+ years

Filed as: KIDDER BENEFITS CONSULTANTS, INC.

Service code 15

5700 WESTOWN PARKWAY, SUITE 100 · WEST DES MOINES, IA 50266

Recordkeeping

$25,899

FIRST NEBRASKA TRUST COMPANY3+ years

Service code 21

PO BOX 81667 · LINCOLN, NE 685011667

Bank Trustee

$16,454

IFP ADVISORS INC DBA INDEPENDENT FI1 year

Filed as: IFP ADVISORS, INC.

Service code 26

3030 N ROCKY POINT DRIVE STE 700 · TAMPA, FL 33607

Advisory (Participants)

$12,751

STRAIN SLATTERY BARKLEY & CO CPAS2 years

Service code 10

7130 SO 29TH ST · LINCOLN, NE 685165825

Accounting

$11,500

LPL FINANCIAL3+ years

Filed as: LPL FINANCIAL, LLC

Service code 26

4707 EXECUTIVE DRIVE · SAN DIEGO, CA 92121

Advisory (Participants)

SAMPSON CONSTRUCTION CO., INC. 401(K) PROFIT SHARING PLAN & TRUST

Summary metrics

Benchmarksi

Analytics

Service providersi

Plan features & details

Opportunity flagsi

Expense breakdowni

Audit opinioni

SAMPSON CONSTRUCTION CO., INC. 401(K) PROFIT SHARING PLAN & TRUST

Summary metrics

Benchmarksi

Analytics

Service providersi

Plan features & details

Opportunity flagsi

Expense breakdowni

Audit opinioni

Benchmarks

Service providers

Opportunity flags

Expense breakdown

Audit opinion

Benchmarks

Service providers

Opportunity flags

Expense breakdown

Audit opinion