Filings through .
Filed January 4, 2018 (most recent of 3 filings on file)
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| Provider | Service type | Compensation |
|---|---|---|
EMPOWER ADVISORY GROUP, LLC1+ years Filed as: EMPOWER ANNUITY INSURANCE COMPANY O Service code 64 8515 EAST ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111 | Recordkeeping Fees | $71,480 |
H BECK INC1+ years Service code 55 11140 ROCKVILLE PIKE 4TH FL · ROCKVILLE, MD 20852 | Other Commissions | $33,699 |
LPL FINANCIAL1+ years Service code 27 PO BOX 502533 · SAN DIEGO, CA 92150 | Advisory (Plan) | $12,549 |
EMPOWER ADVISORY GROUP, LLC1+ years Service code 28 8515 EAST ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111 | Investment Management | $6,975 |
14 funds of $250K or more; 18 lines in all, holding $22.4M of the plan's $22.7M. From the 2025 filing. Recordkeeper: Empower.
Target-date series: American Funds Target Date, mutual fund, 76% of fund dollars
| Fund | Dollars | % of funds% |
|---|---|---|
| American Funds Target Date Capital Group · Mutual fund Target-date, 12 vintages | $17.0M | 75.9% |
| b Flexpath Stable Value Fund CL R1 Manager not matched · Insurance contract | $1.3M | 5.7% |
| b State Street S&P 500 Index K State Street (SSgA) · Collective trust Index | $1.1M | 5.0% |
| b Ssga Russell LC Growth Index NL Class C State Street (SSgA) · Collective trust Index | $884K | 3.9% |
| b State St Intl Indx NL CL C BlackRock · Collective trust Index | $438K | 2.0% |
| b American Funds New Perspective Class R-6 Capital Group · Mutual fund | $296K | 1.3% |
| b Ssga U.S. Bond Index Fund Class C State Street (SSgA) · Collective trust Index | $244K | 1.1% |
| b Ssga S&P Midcap Index Fund Class C State Street (SSgA) · Collective trust Index | $223K | 1.0% |
| b Fidelity Emerging Markets Index Fidelity (FMR) · Mutual fund Index | $212K | 0.9% |
| b Ssga Russell Small Cap Index FD Class S State Street (SSgA) · Collective trust Index | $187K | 0.8% |
Covers 71,410 large plans that list their funds in their annual filing. Updated Nov 6, 2026. Shares describe these plans, not the whole market.
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
The auditor signed off without reservation. This is the cleanest opinion.