Filed October 18, 2004
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
Service code 13 · EIN 42-0127290 | Contract Administrator | $125,669 |
Filed as: LOCKTON INVESTMENT ADVISORS Service code 28 · EIN 20-3247391 | Investment Management | $8,750 |
Service code 59 · EIN 94-1737782 | Shareholder Servicing | $1,575 |
Filed as: CHARLES SCHWAB & CO. INC. AND AFFIL Service code 59 | Shareholder Servicing | $0 |
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor signed off without reservation. This is the cleanest opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $82,957 | $45,719+81.4% | $96,139-13.7% | $93,030-10.8% |
| Participation rate | 80.5% | 45.8%+34.6pp | 68.4%+12.0pp | 73.9%+6.6pp |
| Annual return | 41.98% | 3211.95%-3170.0pp | 191.94%-150.0pp | 158.70%-116.7pp |
| Employer contribution / active EE | $329 | $1,139-71.1% | $2,797-88.2% | $2,706-87.8% |
| Participant deferral / active EE | $3,120 | $2,344+33.1% | $4,349-28.3% | $4,562-31.6% |
| Admin fee / account holder | $94 | $128-26.5% | $5,537-98.3% | $152-37.9% |