Filed October 18, 2004
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
PRINCIPAL LIFE INSURANCE COMPANY7+ years Service code 13 · EIN 42-0127290 | Contract Administrator | $118,210 |
DA DAVIDSON & CO3 years Filed as: D A DAVIDSON & CO Service code 27 · EIN 81-0139474 | Advisory (Plan) | $64,000 |
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
The auditor signed off without reservation. This is the cleanest opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $208,836 | $111,491+87.3% | $189,513+10.2% | $86,799+140.6% |
| Participation rate | 96.1% | 87.3%+8.8pp | 87.8%+8.3pp | 72.3%+23.8pp |
| Annual return | 16.42% | 83.50%-67.1pp | 555.15%-538.7pp | 97.91%-81.5pp |
| Employer contribution / active EE | $3,275 | $3,951-17.1% | $6,162-46.8% | $2,405+36.2% |
| Participant deferral / active EE | $7,128 | $6,437+10.7% | $8,221-13.3% | $4,131+72.6% |
| Admin fee / account holder | $367 | $189+94.5% | $12,045-97.0% | $170+116.5% |